National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-50679 | Nov 16, 2004 | SR-Phlx-2004-69 | Nasdaq PHLX LLC (Phlx) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amendments to the Summary of Index Option and FXI Options Charges Fee Schedule |
| 34-50676 | Nov 16, 2004 | SR-Phlx-2004-67 | Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating To Assessing Index Option Charges for FXI Options |
| 34-50591 | Oct 26, 2004 | SR-Phlx-2004-62 | Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX | Notice of Filing of Proposed Rule Change To Waive the Options Specialist Shortfall Fee for One Specialist Unit That Did Not Have a Specialized Quote Feed in Place See Also - Rel. No. 34-50832 |
| 34-50572 | Oct 20, 2004 | SR-Phlx-2004-61 | Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX | Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change by the Philadelphia Stock Exchange, Inc. Relating to Its Equity Options Payment for Order Flow Program |
| 34-50563 | Oct 19, 2004 | SR-Phlx-2004-64 | Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by the Philadelphia Stock Exchange, Inc. Relating to the Change in Weighting Methodology of the Phlx/KBW Bank Index |
| 34-50561 | Oct 19, 2004 | 4-429 | Nasdaq PHLX LLC (Phlx) | Order Approving Joint Amendment No. 13 to the Options Intermarket Linkage Plan Regarding Natural Size View Received Comments |
| 34-50471 | Sep 29, 2004 | SR-PHLX-2004-60 | Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Philadelphia Stock Exchange, Inc. Relating to its Equity Options Payment for Order Flow Program |
| 34-50420 | Sep 22, 2004 | SR-Phlx-2004-56, SR-Phlx-2004-50 | Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX | Order of Summary Abrogation |
| 34-50416 | Sep 21, 2004 | SR-Phlx-2004-45 | Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 703 To Adopt a Tiered Late Filing Fee Schedule for Financial Reports |
| 34-50401 | Sep 16, 2004 | SR-Phlx-2004-39 | Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX | Order Granting Approval to Proposed Rule Change and Amendment No. 1 Thereto Relating to Retroactive Application of Permit Holder Fees and Billing Policies See Also - Rel. No. 34-50129 |