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National Securities Exchanges

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Release Number SEC Issue Date Sort ascending File Number SRO Organization Details
34-50901 Dec 21, 2004 SR-Phlx-2004-84 Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX Notice of Filing of Proposed Rule Change by the Philadelphia Stock Exchange, Inc. to Eliminate the Public Order Exposure System Functionality From Phlx Rule 229
See Also - Rel. No. 34-51144
34-50877 Dec 17, 2004 SR-Phlx-2004-90 Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX Notice of Filing of Proposed Rule Change by the Philadelphia Stock Exchange, Inc. Relating to Remote Streaming Quote Traders
See Also - Rel. No. 34-51126
34-50856 Dec 14, 2004 SR-Phlx-2004-91 Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX Notice of Filing of Proposed Rule Change To Establish a Directed Order Process for Orders Delivered to the Exchange Via AUTOM
View Received Comments
See Also - Rel. No. 34-50856
34-50851 Dec 14, 2004 SR-Phlx-2004-51 Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by the Philadelphia Stock Exchange, Inc. Relating to Phlx Regulation 5, Visitors and Applicants
See Also - Rel. No. 34-51080
34-50836 Dec 10, 2004 SR-Phlx-2004-70 Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Impose New License Fees and To Modify the Calculation of the Firm-Related Equity Option and Index Option Fee Cap
34-50833 Dec 10, 2004 SR-Phlx-2004-86 Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Philadelphia Stock Exchange, Inc. Relating to the Definition of an Exchange-Traded Fund Share
34-50832 Dec 9, 2004 SR-Phlx-2004-62 Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX Order Granting Approval to Proposed Rule Change To Waive the Options Specialist Shortfall Fee for One Specialist Unit That Did Not Have a Specialized Quote Feed in Place
See Also - Rel. No. 34-50591
34-50788 Dec 3, 2004 SR-Phlx-2004-57 Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendments No. 1, 2, 3, and 4 Thereto by the Philadelphia Stock Exchange, Inc. Relating to the Trade Allocation Algorithm Applicable to Options Traded on the Exchange's Electronic Trading Platform, Phlx XL
34-50776 Dec 1, 2004 SR-Phlx-2004-80 Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Automatic Execution of Certain Orders in PACE During Locked Markets
34-50752 Nov 29, 2004 SR-Phlx-2004-71 Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto by the Philadelphia Stock Exchange, Inc. Relating to the Extension Through April 30, 2005, of a Pilot Program To Disengage the Automatic Execution Feature (AUTO-X) of the Exchange's Automated Options Market (AUTOM)