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Release Number SEC Issue Date File Number SRO Organization Details
34-51060 Jan 19, 2005 SR-Phlx-2005-01 Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Philadelphia Stock Exchange, Inc., Relating To Imposing a New Licensing Fee in Connection With the Firm-Related Equity Option and Index Option Fee Cap
34-51036 Jan 13, 2005 SR-Phlx-2004-92 Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendments No. 1 and 2 Thereto by the Philadelphia Stock Exchange, Inc. Relating To Adopting Phlx Rule 1017, Openings in Options, on a Permanent Basis
34-51028 Jan 12, 2005 SR-Phlx-2005-04 Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Electronic Audit Trail for Orders in Options Overlying the Standard and Poor's Depositary Receipts
34-51024 Jan 11, 2005 SR-Phlx-2004-94 Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Increasing the Firm-Related Equity Option and Index Option Comparison and Transaction Cap
34-50997 Jan 7, 2005 SR-Phlx-2003-40 Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX Order Granting Accelerated Approval to Amendments No. 2, 3, 4 and 5 Relating to the Options Floor Broker Management System
34-50958 Jan 4, 2005 SR-Phlx-2004-93 Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Philadelphia Stock Exchange, Inc. To Eliminate the Maximum Order Delivery Size Over the AUTOM System
34-50945 Dec 29, 2004 SR-Phlx-2004-66 Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX Order Granting Accelerated Approval to Proposed Rule Change Relating to Concentration Limit Listing Standards in Phlx Rule 1009A
34-50947 Dec 29, 2004 SR-Phlx-2004-82 Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment 1 Thereto by the Philadelphia Stock Exchange, Inc. Relating to Short Sales
34-50946 Dec 29, 2004 SR-Phlx-2004-87 Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto by the Philadelphia Stock Exchange, Inc. Relating to Amending Phlx Rule 1072 in View of Commission Regulation SHO
34-50911 Dec 22, 2004 SR-Phlx-2004-89 Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto by the Philadelphia Stock Exchange, Inc. Relating to Changes to Its Automated Options Market (AUTOM) System
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