National Securities Exchanges
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
---|---|---|---|---|
34-51352 | Mar 9, 2005 | SR-Phlx-2005-03 | Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX | Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by the Philadelphia Stock Exchange, Inc. Relating to System Changes to the Exchange's Automated Options Market (AUTOM) System See Also - Rel. No. 34-51544 |
34-51333 | Mar 8, 2005 | SR-Phlx-2005-15 | Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Eliminating Its Floor Brokerage Transaction Fee |
34-51302 | Mar 2, 2005 | SR-Phlx-2005-09 | Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by the Philadelphia Stock Exchange, Inc. Relating to Fees for Data Provided to Streaming Quote Traders Trading Options on the Exchange's Electronic Trading Platform, Phlx XL |
34-51272 | Feb 28, 2005 | SR-Phlx-2004-75 | Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX | Notice of Filing of Proposed Rule Change by the Philadelphia Stock Exchange, Inc. Relating to Floor Official Conflicts of Interest See Also - Rel. No. 34-51476 |
34-51257 | Feb 25, 2005 | SR-Phlx-2005-10 | Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX | Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto Relating to Fees Applicable to Linkage P and P/A Orders |
34-51239 | Feb 22, 2005 | SR-Phlx-2005-13 | Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to SIG Indices, LLLP |
34-51179 | Feb 9, 2005 | SR-Phlx-2004-95 | Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX | Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Relating to Limitation of the Net Inbound ITS Credit to Certain Phlx and SCCP Fees and Transaction-Related Charges |
34-51144 | Feb 7, 2005 | SR-Phlx-2004-84 | Nasdaq PHLX LLC (Phlx) | Order Granting Approval to Proposed Rule Change to Eliminate the Public Order Exposure System Functionality from Phlx Rule 229 See Also - Rel. No. 34-50901 |
34-51127 | Feb 2, 2005 | SR-Phlx-2005-11 | Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX | Notice of Filing of Proposed Rule Change by the Philadelphia Stock Exchange, Inc. Relating to Article III, Section 3-6 and Article IV, Section 4-1 of Its By-laws See Also - Rel. No. 34-51419 |
34-51126 | Feb 2, 2005 | SR-Phlx-2004-90 | Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX | Order Approving Proposed Rule Change by the Philadelphia Stock Exchange, Inc., Relating to Remote Streaming Quote Traders See Also - Rel. No. 34-50877 |