National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-63418 | Dec 2, 2010 | SR-NYSEAmex-2010-108 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Eliminate Market and Stop Orders in Nasdaq-Listed Securities Traded on the Exchange See Also - Exhibit 5 |
| 34-63413 | Dec 2, 2010 | SR-NYSEAmex-2010-112 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending the Exchange Price List With Respect to Nasdaq Securities Traded Pursuant to Unlisted Trading Privileges See Also - Exhibit 5 |
| 34-63393 | Nov 30, 2010 | SR-NYSEAmex-2010-107 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Option Trading Rules in Order To Extend the Penny Pilot in Options Classes in Certain Issues Through December 31, 2011 |
| 34-63381 | Nov 29, 2010 | SR-NYSEAMEX-2010-106 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending NYSE Amex Equities Rule 5190 To Correspond With Rule Changes Filed by the Financial Industry Regulatory Authority, Inc. |
| 34-63366 | Nov 23, 2010 | SR-NYSEAmex-2010-103 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Amex LLC Company Guide To Adopt Additional Criteria for Listing Special Purpose Acquisition Companies (SPACs) That Have Indicated That Their Business Plan Is To Engage in a Merger or Acquisition With an Unidentified Company or Companies |
| 34-63337 | Nov 18, 2010 | SR-NYSEAmex-2010-104 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Expanding the Delta Hedging Exemption Available for Equity Options Position Limits and Adopting a Delta Hedging Exemption From Certain Index Options Position Limits See Also - Exhibit 5 |
| 34-63287 | Nov 9, 2010 | SR-NYSEAmex-2010-105 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Making a Technical Amendment to Its Rules to Insert the Specific Date for the Additional Expiration Months Pilot Program See Also - Exhibit 5 |
| 34-63274 | Nov 8, 2010 | SR-NYSEAmex-2010-101 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Options Fee Schedule To Reflect Fees Charged for Co-location Services See Also - Exhibit 5 |
| 34-63255 | Nov 5, 2010 | SR-NYSEArca-2010-83, SR-NYSEAmex-2010-96, SR-NYSE-2010-69, SR-NSX-2010-12, SR-NASDAQ-2010-115, SR-FINRA-2010-049, SR-CHX-2010-22, SR-CBOE-2010-087, SR-BX-2010-66, SR-BATS-2010-025 | NYSE Arca (NYSEARCA), NYSE Amex (NYSEAmex), New York Stock Exchange LLC (NYSE), National Stock Exchange (NSX), The Nasdaq Stock Market LLC (NASDAQ), Financial Industry Regulatory Authority (FINRA), Chicago Stock Exchange, Inc. (CHX), Cboe Exchange, Inc. (CBOE), Nasdaq BX, Inc. (BX), BATS Exchange (BATS) | Order Granting Accelerated Approval to Proposed Rule Changes, as Modified by Amendment No. 1, To Enhance the Quotation Standards for Market Makers See Also - Rel. No. 34-62945, Rel. No. 34-62946, Rel. No. 34-62947, Rel. No. 34-62948, Rel. No. 34-62949, Rel. No. 34-62950, Rel. No. 34-62951, Rel. No. 34-62952, Rel. No. 34-62953, Rel. No. 34-62954 |
| 34-63228 | Nov 2, 2010 | SR-NYSEAmex-2010-102 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC To Increase the Maximum Order Size Accepted by Floor Broker Systems From 25,000,000 Shares to 99,000,000 Shares See Also - Exhibit 5 |