National Securities Exchanges
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Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
---|---|---|---|---|
34-86048 | Jun 6, 2019 | SR-EMERALD-2019-23 | MIAX Emerald, LLC (EMERALD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 510, Minimum Price Variations and Minimum Trading Increments To Extend the Penny Pilot Program See Also - Exhibit 5 |
34-85910 | May 22, 2019 | SR-EMERALD-2019-22 | MIAX Emerald, LLC (EMERALD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 503, Openings on the Exchange See Also - Exhibit 5 |
34-85909 | May 21, 2019 | SR-EMERALD-2019-21 | MIAX Emerald, LLC (EMERALD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule See Also - Exhibit 5 |
34-85839 | May 10, 2019 | SR-EMERALD-2019-20 | MIAX Emerald, LLC (EMERALD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt System Connectivity Fees View Received Comments See Also - Exhibit 5 |
34-85783 | May 6, 2019 | SR-EMERALD-2019-19 | MIAX Emerald, LLC (EMERALD) | Notice of Filing of a Proposed Rule Change To Amend Exchange Rule 515A Concerning the PRIME Price Improvement and Solicitation Mechanisms and Rules 516 and 517 Regarding Post-Only Orders and Post-Only Quotes See Also - Exhibit 5 |
34-85700 | Apr 22, 2019 | SR-EMERALD-2019-18 | MIAX Emerald, LLC (EMERALD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 100, Definitions See Also - Exhibit 5 |
34-85568 | Apr 9, 2019 | SR-EMERALD-2019-17 | MIAX Emerald, LLC (EMERALD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 530, Limit Up-Limit Down, and Exchange Rule 521, Nullification and Adjustment of Options Transactions See Also - Exhibit 5 |
34-85457 | Mar 29, 2019 | SR-EMERALD-2019-16 | MIAX Emerald, LLC (EMERALD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 510, Minimum Price Variations and Minimum Trading Increments See Also - Exhibit 5 |
34-85386 | Mar 21, 2019 | SR-EMERALD-2019-04 | MIAX Emerald, LLC (EMERALD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 507, Must Give Up Clearing Member, and Rule 513, Submission of Orders and Clearance of Transactions See Also - Exhibit 3, Exhibit 5 |
34-85393 | Mar 21, 2019 | SR-EMERALD-2019-15 | MIAX Emerald, LLC (EMERALD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish the MIAX Emerald Fee Schedule See Also - Exhibit 5 |