National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-97903 | Jul 13, 2023 | SR-CboeBZX-2023-040 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of the VanEck Bitcoin Trust under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares Comments Due: August 9, 2023 View Received Comments Submit a Comment on SR-CboeBZX-2023-040
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| 34-97900 | Jul 13, 2023 | SR-CboeBZX-2023-038 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of the Invesco Galaxy Bitcoin ETF under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares Comments Due: August 9, 2023 View Received Comments |
| 34-97899 | Jul 13, 2023 | SR-CboeBZX-2023-044 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 2, to List and Trade Shares of the Wise Origin Bitcoin Trust under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares Comments Due: August 9, 2023 View Received Comments |
| 34-97850 | Jul 6, 2023 | SR-CboeBZX-2023-043 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to List and Trade Shares of the Principal Focused Blue Chip ETF, a Series of Principal Exchange-Traded Funds, under Exchange Rule 14.11(m), Tracking Fund Shares Comments Due: August 2, 2023 |
| 34-97843 | Jul 6, 2023 | SR-CboeBZX-2023-039 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Comments Due: August 2, 2023 See Also - Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule |
| 34-97782 | Jun 21, 2023 | SR-CboeBZX-2023-020 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Withdrawal of a Proposed Rule Change to Amend its Fee Schedule Comments Due: 21 days after publication in the Federal Register |
| 34-97781 | Jun 21, 2023 | SR-CboeBZX-2023-026 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Withdrawal of a Proposed Rule Change to Amend its Fee Schedule Comments Due: May 24, 2023 View Received Comments |
| 34-97732 | Jun 15, 2023 | SR-CboeBZX-2023-028 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the ARK 21Shares Bitcoin ETF under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares Comments Due: September 20, 2023 View Received Comments |
| 34-97720 | Jun 13, 2023 | SR-CboeBZX-2023-037 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Comments Due: July 11, 2023 See Also - Exhibit 5 |
| 34-97692 | Jun 9, 2023 | SR-CboeBZX-2023-013 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, to Adopt Listing Rules to Require Companies Listed on the Exchange to Develop, Implement, and Disclose a Written Compens Comments Due: July 6, 2023 See Also - Exhibit 5 |