National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-55541 | Mar 27, 2007 | SR-NSX-2007-01 | National Stock Exchange (NSX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Modify Fees for Transactions Executed Through NSTS and ITS Plans |
| 34-55542 | Mar 27, 2007 | SR-NSX-2007-02 | National Stock Exchange (NSX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Amend the Exchange's Tape Rebate Programs for Transactions Through NSTS to Establish an Equivalent Tape A Rebate Program |
| 34-55524 | Mar 26, 2007 | SR-NSX-2007-03 | National Stock Exchange (NSX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees for Transactions Executed Through NSX BLADE and ITS Plans Priced at Less Than $1.00 Per Share |
| 34-55041 | Jan 4, 2007 | SR-NSX-2006-17 | National Stock Exchange (NSX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify a Fee Schedule for Transactions Executed Through NSX BLADESM |
| 34-54829 | Nov 29, 2006 | SR-NSX-2006-13 | National Stock Exchange (NSX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto To Implement a Fee Schedule Under NSX Rule 16.1(a) and 16.1(c) for Transactions Executed Through NSX BLADE |
| 34-54808 | Nov 21, 2006 | SR-NSX-2006-15 | National Stock Exchange (NSX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add a Rule Regarding Third-Party Routing Services in Respect of Orders Entered Into NSX BLADE |
| 34-54753 | Nov 14, 2006 | SR-NSX-2006-14 | National Stock Exchange (NSX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto To Implement a Fee Schedule Under NSX Rule 16.1(a) and 16.1(c) for Transactions Executed Through NSTS and To Modify a Fee Schedule for ITS Transactions |
| 34-54692 | Nov 2, 2006 | SR-NSX-2006-12 | National Stock Exchange (NSX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Implement a Fee Schedule Under Rule 16.1(a) and 16.1(c) for Transactions Executed Through the Intermarket Trading System Plan and/or the Plan for the Purpose of Creating and Operating an Intermarket Communications Linkage |
| 34-54548 | Sep 29, 2006 | SR-Phlx-2006-58, SR-NYSEArca-2006-69, SR-NSX-2006-11, SR-NASDAQ-2006-038, SR-CHX-2006-28, SR-CBOE-2006-80, SR-BSE-2006-41, SR-Amex-2006-85 | Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX, NYSE Arca (NYSEARCA), National Stock Exchange (NSX), The Nasdaq Stock Market LLC (NASDAQ), Chicago Stock Exchange, Inc. (CHX), Cboe Exchange, Inc. (CBOE), Boston Stock Exchange (BSE), American Stock Exchange (Amex) | Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Changes Relating to Exchange to Exchange Billing Under the Linkage Plan |
| 34-54539 | Sep 28, 2006 | SR-NSX-2006-06 | National Stock Exchange (NSX) | Order Approving Proposed Rule Change To Allow the Primary Market Print Protection Rule To Be Applied on an Optional Basis See Also - Rel. No. 34-54018 |