National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-88109 | Jan 31, 2020 | SR-NYSENAT-2019-31 | NYSE National, Inc. (NYSENAT) | Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Establish Fees for the NYSE National Integrated Feed View Received Comments |
| 34-88098 | Jan 30, 2020 | SR-NYSENAT-2020-02 | NYSE National, Inc. (NYSENAT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Certain Grammatical or Non-Substantive Changes to the NYSE National Rule 10.8000 and Rule 10.9000 See Also - Exhibit 5 |
| 34-87986 | Jan 16, 2020 | SR-NYSENAT-2020-01 | NYSE National, Inc. (NYSENAT) | Notice of Filing of Proposed Rule Change To Amend the Rule 6.6800 Series, the Exchange's Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail View Received Comments See Also - Exhibit 5 |
| 34-87930 | Jan 9, 2020 | SR-NYSENAT-2019-19 | NYSE National, Inc. (NYSENAT) | Notice of Filing of Amendment No. 1 to Proposed Rule Change Amending the Exchange's Price List Related to Co-Location Services in the Mahwah, New Jersey Data Center View Received Comments See Also - Exhibit 5 |
| 34-87838 | Dec 23, 2019 | SR-NYSENAT-2019-32 | NYSE National, Inc. (NYSENAT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List To Extend for One Year a Fee Discount for the Partial Cabinet Solution Bundles Offered in Connection With the Exchange's Co-Location Services See Also - Exhibit 5 |
| 34-87797 | Dec 18, 2019 | SR-NYSENAT-2019-31 | NYSE National, Inc. (NYSENAT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for the NYSE National Integrated Feed View Received Comments See Also - Exhibit 3a, Exhibit 3b, Exhibit 5 |
| 34-87701 | Dec 9, 2019 | SR-NYSENAT-2019-29 | NYSE National, Inc. (NYSENAT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Exchange's Price List Related to Co-Location Services See Also - Exhibit 5 |
| 34-87695 | Dec 9, 2019 | SR-NYSENAT-2019-30 | NYSE National, Inc. (NYSENAT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees and Rebates See Also - Exhibit 5 |
| 34-87699 | Dec 9, 2019 | SR-NYSENAT-2019-19, SR-NYSEArca-2019-61, SR-NYSEAMER-2019-34, SR-NYSE-2019-46 | NYSE National, Inc. (NYSENAT), NYSE Arca (NYSEARCA), NYSE American LLC (NYSEAMER), New York Stock Exchange LLC (NYSE) | Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Amend the Exchanges' Co-Location Price Lists To Offer Co-Location Users Access to the NMS Network and Establish Associated Fees View Received Comments |
| 34-87619 | Nov 25, 2019 | SR-NYSENAT-2019-27 | NYSE National, Inc. (NYSENAT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.37 To Specify in Exchange Rules the Exchange's Use of Data Feeds From NYSE American LLC See Also - Exhibit 5 |