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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-63552 | Dec 15, 2010 | SR-NYSEAmex-2010-120 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Establishing Strike Price Intervals of $1 and Increasing Position and Exercise Limits With Respect to Options on the KBW Bank Index See Also - Exhibit 5 |
| 34-63555 | Dec 15, 2010 | SR-NYSEAmex-2010-118 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .11(a) to NYSE Amex Options Rule 915 To Permit Trading Options on Leveraged Exchange-Traded Notes and Broaden the Definition of Futures Linked Securities See Also - Exhibit 5 |
| 34-63553 | Dec 15, 2010 | SR-NYSEAmex-2010-119 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC To Establish Royalty Fees for Non-Customer Executions in Options Based on the KBW Bank Index See Also - Exhibit 5 |
| 34-63541 | Dec 14, 2010 | SR-NYSEAmex-2010-113 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Equities Rule 123C(9)(a)(1) To Extend the Operation of a Pilot Operating Pursuant to the Rule Until June 1, 2011 See Also - Exhibit 5 |
| 34-63537 | Dec 14, 2010 | SR-NYSEAmex-2010-110 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 123C-NYSE Amex Equities To Clarify That Exchange Systems Enforce Rule 123C With Respect to Market At-The-Close and Limit At-The-Close Order Entry After 3:45 p.m. |
| 34-63501 | Dec 9, 2010 | SR-NYSEAmex-2010-117 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Equities Rule 80C To Extend the Effective Date of the Pilot See Also - Exhibit 5 |
| 34-63480 | Dec 9, 2010 | SR-NYSEAmex-2010-116 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Equities Rule 128, Which Governs Clearly Erroneous Executions, To Extend the Effective Date of the Pilot See Also - Exhibit 5 |
| 34-63475 | Dec 8, 2010 | SR-NYSEAMEX-2010-114 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Reestablishing a Pilot Program Relating to Cabinet Trades Until June 1, 2011 |
| 34-63463 | Dec 8, 2010 | SR-NYSEAmex-2010-109 | NYSE Amex (NYSEAmex) | Notice of Filing of Proposed Rule Change by NYSE Amex LLC Amending Its Rules Regarding the Listing of Options Series With $1 Strike Prices See Also - Exhibit 5, Rel. No. 34-63773 |
| 34-63454 | Dec 7, 2010 | SR-NYSEAmex-2010-111 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Extending the Operative Date of NYSE Amex Equities Rule 92(c)(3) From December 31, 2010 to August 1, 2011 See Also - Exhibit 5 |