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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-66572 | Mar 12, 2012 | SR-BYX-2012-006 | BATS Y-Exchange (BYX) | Notice of Filing of Proposed Rule Change by BATS Y-Exchange, Inc. To Amend BYX Rule 2.12, Entitled "BATS Trading, Inc. as Inbound Router" See Also - Rel. No. 34-66807 |
| 34-66325 | Feb 6, 2012 | SR-BYX-2012-004 | BATS Y-Exchange (BYX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add Reference to an Additional Variation of an Existing Routing Strategy |
| 34-66326 | Feb 6, 2012 | SR-BYX-2012-005 | BATS Y-Exchange (BYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc. |
| 34-66189 | Jan 19, 2012 | SR-BYX-2012-001 | BATS Y-Exchange (BYX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend Pilot Program Related To Trading Pauses Due to Extraordinary Market Volatility |
| 34-66187 | Jan 19, 2012 | SR-BYX-2012-002 | BATS Y-Exchange (BYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Program Related to Clearly Erroneous Execution Reviews |
| 34-66065 | Dec 28, 2011 | SR-Phlx-2011-129, SR-NYSEArca-2011-68, SR-NYSEAmex-2011-73, SR-NYSE-2011-48, SR-NSX-2011-11, SR-NASDAQ-2011-131, SR-ISE-2011-61, SR-FINRA-2011-054, SR-EDGX-2011-30, SR-EDGA-2011-31, SR-CHX-2011-30, SR-CBOE-2011-087, SR-C2-2011-024, SR-BYX-2011-025, SR-BX-2011-068, SR-BATS-2011-038 | NASDAQ OMX PHLX, Nasdaq PHLX LLC (Phlx), NYSE Arca (NYSEARCA), NYSE Amex (NYSEAmex), New York Stock Exchange LLC (NYSE), National Stock Exchange (NSX), The Nasdaq Stock Market LLC (NASDAQ), Nasdaq ISE, LLC (ISE), Financial Industry Regulatory Authority (FINRA), EDGX Exchange (EDGX), EDGA Exchange (EDGA), Chicago Stock Exchange, Inc. (CHX), Cboe Exchange, Inc. (CBOE), Cboe C2 Exchange, Inc. (C2), BATS Y-Exchange (BYX), Nasdaq BX, Inc. (BX), BATS Exchange (BATS) | Order Instituting Proceedings To Determine Whether To Disapprove Proposed Rule Changes Relating to Trading Halts Due to Extraordinary Market Volatility View Received Comments See Also - Rel. No. 34-67090, Rel. No 34-66680, Rel. No. 34-65770, Rel. No. 34-65433, Rel. No. 34-65438, Rel. No. 34-65426, Rel. No. 34-65427, Rel. No. 34-65428, Rel. No. 34-65429, Rel. No. 34-65430, Rel. No. 34-65431, Rel. No. 34-65432, Rel. No. 34-65434, Rel. No. 34-65435, Rel. No. 34-65436, Rel. No. 34-65437, Rel. No. 34-65439, Rel. No. 34-65440 |
| 34-65817 | Nov 23, 2011 | SR-BYX-2011-029 | BATS Y-Exchange (BYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify Exchange Rule 11.18 Relating to Trading Pauses Due to Extraordinary Market Volatility |
| 34-65770 | Nov 17, 2011 | SR-Phlx-2011-129, SR-NYSEArca-2011-68, SR-NYSEAmex-2011-73, SR-NYSE-2011-48, SR-NSX-2011-11, SR-NASDAQ-2011-131, SR-ISE-2011-61, SR-FINRA-2011-054, SR-EDGX-2011-30, SR-EDGA-2011-31, SR-CHX-2011-30, SR-CBOE-2011-087, SR-C2-2011-024, SR-BYX-2011-025, SR-BX-2011-068, SR-BATS-2011-038 | NASDAQ OMX PHLX, Nasdaq PHLX LLC (Phlx), NYSE Arca (NYSEARCA), NYSE Amex (NYSEAmex), New York Stock Exchange LLC (NYSE), National Stock Exchange (NSX), The Nasdaq Stock Market LLC (NASDAQ), Nasdaq ISE, LLC (ISE), Financial Industry Regulatory Authority (FINRA), EDGX Exchange (EDGX), EDGA Exchange (EDGA), Chicago Stock Exchange, Inc. (CHX), Cboe Exchange, Inc. (CBOE), Cboe C2 Exchange, Inc. (C2), BATS Y-Exchange (BYX), Nasdaq BX, Inc. (BX), BATS Exchange (BATS) | Notice of Designation Of a Longer Period for Commission Action on Proposed Rules Relating to Trading Halts Due to Extraordinary Market Volatility View Received Comments See Also - Rel. No. 34-67090, Rel. No 34-66680, Rel. No. 34-66065, Rel. No. 34-65433, Rel. No. 34-65425, Rel. No. 34-65440, Rel. No. 34-65438, Rel. No. 34-65430, Rel. No. 34-65435, Rel. No. 34-65427, Rel. No. 34-65439, Rel. No. 34-65434, Rel. No. 34-65426, Rel. No. 34-65432, Rel. No. 34-65436, Rel. No. 34-65431, Rel. No. 34-65429, Rel. No. 34-65428, Rel. No. 34-65437 |
| 34-65729 | Nov 10, 2011 | SR-BYX-2011-022 | BATS Y-Exchange (BYX) | Order Approving Proposed Rule Change, as Modified by Partial Amendment No. 1, To Amend and Restate the Amended and Restated Bylaws of BATS Global Markets, Inc. See Also - Rel. No. 34-65352 |
| 34-65647 | Oct 27, 2011 | SR-BYX-2011-021 | BATS Y-Exchange (BYX) | Order Approving Proposed Rule Change To Amend and Restate the Second Amended and Restated Certificate of Incorporation of BATS Global Markets, Inc. See Also - Rel. No. 34-65299 |