National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-98109 | Aug 10, 2023 | SR-CboeBZX-2023-061 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Related to the Options Regulatory Fee Comments Due: September 6, 2023 See Also - Exhibit 5 Submit a Comment on SR-CboeBZX-2023-061
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| 34-98059 | Aug 4, 2023 | SR-CboeBZX-2023-053 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Enhance its Drill-Through Protection Processes for Simple Orders and Make Other Clarifying Changes Comments Due: August 31, 2023 See Also - Exhibit 5 |
| 34-98022 | Jul 28, 2023 | SR-CboeBZX-2023-054 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 11.9(f) to Allow Match Trade Prevention Between Users that Access the Exchange with Both a Direct Connection and Sponsored Access Comments Due: August 24, 2023 See Also - Exhibit 5 |
| 34-98015 | Jul 28, 2023 | SR-CboeBZX-2023-055 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Applicable to Securities Listed on the Exchange, which are Set Forth in BZX Rule 14.13, Company Listing Fees Comments Due: August 24, 2023 See Also - Exhibit 5 |
| 34-97997 | Jul 26, 2023 | SR-CboeBZX-2023-051 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update its Fees Schedule Comments Due: August 22, 2023 View Received Comments See Also - Exhibit 5 |
| 34-97983 | Jul 25, 2023 | SR-CboeBZX-2023-050 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rules to Provide Users with a Risk Setting they may Elect to Apply to their Orders that will Allow them to Reject Market Orders During Continuous Trading and/or Aucti Comments Due: August 21, 2023 See Also - Exhibit 5 |
| 34-97977 | Jul 25, 2023 | SR-CboeBZX-2023-049 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Comments Due: August 21, 2023 See Also - Exhibit 5 |
| 34-97924 | Jul 17, 2023 | SR-CboeBZX-2023-046 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Related to Physical Port Fees Comments Due: August 11, 2023 View Received Comments See Also - Exhibit 5 |
| 34-97928 | Jul 17, 2023 | SR-CboeBZX-2023-047 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Related to Physical Port Fees Comments Due: August 11, 2023 View Received Comments See Also - Exhibit 5 |
| 34-97904 | Jul 13, 2023 | SR-CboeBZX-2023-042 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of the WisdomTree Bitcoin Trust under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares Comments Due: August 9, 2023 View Received Comments |