National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-85841 | May 10, 2019 | SR-CboeBYX-2019-009 | Cboe BYX Exchange, Inc. (CboeBYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related To Amending its Fee Schedule Assessed on Members To Establish a Monthly Trading Rights Fee See Also - Exhibit 5 |
| 34-85794 | May 7, 2019 | SR-CboeBYX-2019-007 | Cboe BYX Exchange, Inc. (CboeBYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Rule 11.13 (Order Execution and Routing) and Fee Schedule To Delete References to TRIM2 and SWPB Routing Options See Also - Exhibit 5 |
| 34-85665 | Apr 16, 2019 | SR-CboeBYX-2019-004 | Cboe BYX Exchange, Inc. (CboeBYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Program Related to BYX Rule 11.18, Trading Halts Due to Extraordinary Market Volatility, to the Close of Business on October 18, 2019 See Also - Exhibit 5 |
| 34-85586 | Apr 10, 2019 | SR-CboeBYX-2018-014 | Cboe BYX Exchange, Inc. (CboeBYX) | Notice of Withdrawal of Proposed Rule Change To Make Permanent Exchange Rule 11.24, Which Sets Forth the Exchange's Pilot Retail Price Improvement Program |
| 34-85542 | Apr 8, 2019 | SR-CboeBYX-2019-003 | Cboe BYX Exchange, Inc. (CboeBYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Current Pilot Program Related to BYX Rule 11.17, Clearly Erroneous Executions See Also - Exhibit 5 |
| 34-85122 | Feb 13, 2019 | SR-CboeBYX-2019-002 | Cboe BYX Exchange, Inc. (CboeBYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the BYX Fee Schedule as It Relates to Pricing for the Use of Certain Routing Strategies See Also - Exhibit 5 |
| 34-85107 | Feb 12, 2019 | SR-CboeBYX-2019-001 | Cboe BYX Exchange, Inc. (CboeBYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend the Exchange's Eighth Amended and Restated Bylaws (the "Exchange Bylaws") the Fourth Amended and Restated Bylaws (the "Parent Bylaws") of Its Parent Corporation, Cboe Global Markets, Inc. ("Cboe" or the "Parent") See Also - Exhibit 5a, Exhibit 5b |
| 34-84972 | Dec 26, 2018 | SR-CboeBYX-2018-014 | Cboe BYX Exchange, Inc. (CboeBYX) | Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Make Permanent Rule 11.24, Which Sets Forth the Exchange's Pilot Retail Price Improvement Program |
| 34-84830 | Dec 17, 2018 | SR-CboeBYX-2018-025 | Cboe BYX Exchange, Inc. (CboeBYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Period for the Exchange's Retail Price Improvement Program See Also - Exhibit 5 |
| 34-84652 | Nov 26, 2018 | SR-CboeBYX-2018-024 | Cboe BYX Exchange, Inc. (CboeBYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Modification of Certain Routing Fees View Received Comments See Also - Exhibit 5 |