National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-56587 | Oct 1, 2007 | SR-NSX-2007-10 | National Stock Exchange (NSX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Effective Period for Rule 2.12 Regarding Third-Party Routing Services in Respect of Orders Entered into NSX BLADESM |
| 34-56305 | Aug 22, 2007 | SR-NSX-2007-09 | National Stock Exchange (NSX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Amendment of Its Rules in Light of Amendments to SEC Rule 10a-1 and Regulation SHO |
| 34-56113 | Jul 20, 2007 | SR-NSX-2007-05 | National Stock Exchange (NSX) | Order Approving Proposed Rule Change to Modify Chapter VII of the Exchange's Rules Regarding Suspensions of an ETP Holder by Certain Exchange Officers See Also - Rel. No. 34-55893 |
| 34-56067 | Jul 13, 2007 | SR-NSX-2007-08 | National Stock Exchange (NSX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Effective Period for Rule 2.12 Regarding Third-Party Routing Services in Respect of Orders Entered Into NSX BLADE |
| 34-56008 | Jul 3, 2007 | SR-NSX-2007-07 | National Stock Exchange (NSX) | Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Modify a Rule Relating to Market Data Revenue Credits for Transactions Executed Through NSX BLADE |
| 34-55893 | Jun 11, 2007 | SR-NSX-2007-05 | National Stock Exchange (NSX) | Notice of Filing of Proposed Rule Change To Modify Chapter VII of the Exchange's Rules Regarding Suspensions of an ETP Holder by Certain Exchange Officers See Also - Rel. No. 34-56113 |
| 34-55807 | May 23, 2007 | SR-NSX-2007-06 | National Stock Exchange (NSX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Liquidity Provider Rebate Program for Transactions Executed Through NSX BLADE in Which the Order Delivery Mode of Interaction Has Been Selected |
| 34-55799 | May 22, 2007 | SR-NSX-2006-16 | National Stock Exchange (NSX) | Order Approving Proposed Rule Change Regarding the Annual Certification of Compliance and Supervisory Processes See Also - Rel. No. 34-55631 |
| 34-55631 | Apr 13, 2007 | SR-NSX-2006-16 | National Stock Exchange (NSX) | Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Regarding the Annual Certification of Compliance and Supervisory Processes See Also - Rel. No. 34-55799 |
| 34-55624 | Apr 12, 2007 | SR-NSX-2007-04 | National Stock Exchange (NSX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Effective Period for Rule 2.12 Regarding Third-Party Routing Services in Respect of Orders Entered Into NSX BLADE |