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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-63708 | Jan 12, 2011 | SR-NYSEAmex-2011-03 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC To Establish a $5 Strike Price Program See Also - Exhibit 5 |
| 34-66137 | Jan 11, 2011 | SR-NYSEAmex-2011-106 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Equities Rule 128, Which Governs Clearly Erroneous Executions, To Extend the Effective Date of The Pilot by Which Portions of Such Rule Operate Until July 31, 2012 See Also - Exhibit 5 |
| 34-66133 | Jan 11, 2011 | SR-NYSEAmex-2011-105 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending NYSE Amex Equities Rule 80C, Which Provides for Trading Pauses in Individual Securities Due to Extraordinary Market Volatility, To Extend the Effective Date of The Pilot Until July 31, 2012 See Also - Exhibit 5 |
| 34-66105 | Jan 5, 2011 | SR-NYSEAmex-2011-108 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending its Price List To Eliminate the Clerk Badge Fee and the e-Broker Hand Held Device Fee See Also - Exhibit 5 |
| 34-63644 | Jan 5, 2011 | SR-NYSEAmex-2010-125 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Exchange Price List See Also - Exhibit 5 |
| 34-63615 | Dec 29, 2010 | SR-NYSEAmex-2010-123 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Operation of Its Supplemental Liquidity Providers Pilot Until the Earlier of the Securities and Exchange Commission Approval To Make Such Pilot Permanent or August 1, 2011 See Also - Exhibit 5 |
| 34-63613 | Dec 29, 2010 | SR-NYSEAmex-2010-121 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Making Permanent NYSE Amex Equities Rule 123C(9)(a)(1) and Amending Rule 123C(9)(a)(1)(iii) See Also - Exhibit 5 |
| 34-63620 | Dec 29, 2010 | SR-NYSEAmex-2010-122 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Operation of Its New Market Model Pilot, Until the Earlier of Securities and Exchange Commission Approval To Make Such Pilot Permanent or August 1, 2011 See Also - Exhibit 5 |
| 34-63601 | Dec 22, 2010 | SR-NYSEAmex-2010-124 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Extending the Operation of the Pilot Program That Allows Nasdaq Stock Market Securities to be Traded on the Exchange Pursuant to a Grant of Unlisted Trading Privileges See Also - Exhibit 5 |
| 34-63558 | Dec 16, 2010 | SR-NYSEAmex-2010-100 | NYSE Amex (NYSEAmex) | Order Approving a Proposed Rule Change Relating to Complex Orders See Also - Rel. No. 34-63187 |