National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-78198 | Jun 30, 2016 | SR-NYSEMKT-2016-52 | NYSE MKT (NYSEMKT) | Notice for Securities Industry Registration View Received Comments See Also - Exhibit 5, Rel. No. 34-79055, Rel. No. 34-78598, Rel. No. 34-80154 |
| 34-78176 | Jun 28, 2016 | SR-NYSEMKT-2016-61 | NYSE MKT (NYSEMKT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .02 to NYSE Amex Options Rule 960NY in Order To Extend the Penny Pilot Through December 31, 2016 See Also - Exhibit 5 |
| 34-78155 | Jun 24, 2016 | SR-NYSEMKT-2016-64 | NYSE MKT (NYSEMKT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change for a Temporary Suspension of Those Aspects of Rules 36.20-Equities and 36.21-Equities That Would Not Permit Floor Brokers To Use Personal Portable Phone Devices on the Trading Floor Due to the Unavailability of Floor Broker Telephone Services |
| 34-78117 | Jun 21, 2016 | SR-NYSEMKT-2016-60 | NYSE MKT (NYSEMKT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the NYSE Amex Options Fee Schedule See Also - Exhibit 5 |
| 34-78106 | Jun 20, 2016 | SR-NYSEMKT-2016-59 | NYSE MKT (NYSEMKT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adopting New NYSE MKT Rules 2090-Equities (Know Your Customer) and 2111-Equities (Suitability) That Are Substantially Similar to FINRA Rules 2090 (Know Your Customer) and 2111 (Suitability), Deleting Current NYSE MKT Rule 405-Equities (Diligence as to Accounts), and Making Other Conforming Changes |
| 34-78029 | Jun 9, 2016 | SR-NYSEMKT-2016-45 | NYSE MKT (NYSEMKT) | Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Modify the NYSE Amex Options Fee Schedule With Respect to Fees, Rebates, and Credits for Transactions in the Customer Best Execution Auction View Received Comments See Also - Rel. No. 34-77658, Rel. No. 34-79135 |
| 34-78015 | Jun 8, 2016 | SR-NYSEMKT-2016-31, SR-NYSE-2016-18 | NYSE MKT (NYSEMKT), New York Stock Exchange LLC (NYSE) | Notice of Filings of Amendment No. 1, and Order Granting Accelerated Approval of Proposed Rule Changes, as Modified by Amendment No. 1, To Provide for How the Exchanges Would Determine an Official Closing Price if the Exchanges Are Unable To Conduct a Closing Transaction View Received Comments See Also - Rel. No. 34-77305, Rel. No. 34-77677, Rel. No. 34-77306, Rel. No. 34-77676 |
| 34-78000 | Jun 7, 2016 | SR-NYSEMKT-2016-58 | NYSE MKT (NYSEMKT) | Notice of Filing of Proposed Rule Change Relating to Amendments to NYSE MKT Rules 1600 et seq. and to Changes to the Names and Operation of the Nuveen Diversified Commodity Fund and the Nuveen Long/Short Commodity Total Return Fund View Received Comments See Also - Exhibit 5, Rel. No. 34-79561, Rel. No. 34-79510, Rel. No. 34-78804, Rel. No. 34-78432 |
| 34-77973 | Jun 2, 2016 | SR-NYSEMKT-2016-57 | NYSE MKT (NYSEMKT) | Notice of Filing and Immediate Effectiveness of Proposed Change Amending the NYSE MKT Equities Price List and the NYSE Amex Options Fee Schedule To Eliminate Certain Services That are No Longer Utilized by Users and To Remove Obsolete Text See Also - Exhibit 5 |
| 34-77978 | Jun 2, 2016 | SR-NYSEMKT-2016-15 | NYSE MKT (NYSEMKT) | Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, To Establish Certain End User Fees, Amend the Definition of Affiliate, and Amend the Co-Location Section of the Fee Schedule To Reflect the Changes View Received Comments See Also - Rel. No. 34-78951, Notice Release No. 34-78389, Rel. No. 34-77640 |