National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-87376 | Oct 21, 2019 | SR-EMERALD-2019-34 | MIAX Emerald, LLC (EMERALD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 521, Nullification and Adjustment of Options Transactions Including Obvious Errors, Interpretation and Policy .01, and Exchange Rule 530, Limit Up-Limit Down See Also - Exhibit 5 |
| 34-87168 | Sep 30, 2019 | SR-EMERALD-2019-29 | MIAX Emerald, LLC (EMERALD) | Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Modify the Options Regulatory Fee |
| 34-86864 | Sep 4, 2019 | SR-EMERALD-2019-32 | MIAX Emerald, LLC (EMERALD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 519, MIAX Emerald Order Monitor See Also - Exhibit 5 |
| 34-86839 | Aug 30, 2019 | SR-EMERALD-2019-31 | MIAX Emerald, LLC (EMERALD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt System Connectivity Fees View Received Comments See Also - Exhibit 5 |
| 34-86699 | Aug 16, 2019 | SR-EMERALD-2019-30 | MIAX Emerald, LLC (EMERALD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 520, Limitations on Orders See Also - Exhibit 5 |
| 34-86606 | Aug 8, 2019 | SR-EMERALD-2019-29 | MIAX Emerald, LLC (EMERALD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Options Regulatory Fee View Received Comments See Also - Exhibit 5 |
| 34-86536 | Jul 31, 2019 | SR-EMERALD-2019-27 | MIAX Emerald, LLC (EMERALD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 518, Complex Orders See Also - Exhibit 5 |
| 34-86533 | Jul 31, 2019 | SR-EMERALD-2019-28 | MIAX Emerald, LLC (EMERALD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 515, Execution of Orders and Quotes See Also - Exhibit 5 |
| 34-86471 | Jul 25, 2019 | SR-EMERALD-2019-26 | MIAX Emerald, LLC (EMERALD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Corrective Edits to Exchange Rule 503, Openings on the Exchange See Also - Exhibit 5 |
| 34-86368 | Jul 12, 2019 | SR-EMERALD-2019-25 | MIAX Emerald, LLC (EMERALD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule See Also - Exhibit 5 |