National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-64089 | Mar 17, 2011 | SR-NYSEAmex-2011-16 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Equities Rule 36 To Permit Written Communications To Be Sent Electronically Between the Designated Market Maker Unit's Post Location on The Floor and the DMM Unit's Off-Floor Offices and to Persons Permitted To Provide Non-Trading Related Services to the DMM Under NYSE Amex Equities Rule 98 See Also - Exhibit 5 |
| 34-64040 | Mar 4, 2011 | SR-NYSEAmex-2011-11 | NYSE Amex (NYSEAmex) | Notice of Filing of Proposed Rule Change Amending Rule 103B-NYSE Amex Equities To Modify the Application of the Exchange's Designated Market Maker Allocation Policy in the Event of a Merger Involving One or More Listed Companies See Also - Exhibit 5, Rel. No. 34-64274, Rel. No. 34-64321 |
| 34-64014 | Mar 2, 2011 | SR-NYSEAmex-2011-10 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period of the Exchange's Prior Approvals To Receive Inbound Routes of Equities Orders From Archipelago Securities LLC |
| 34-63972 | Feb 25, 2011 | SR-NYSEAMEX-2011-09 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adopting Supplementary Material .20 to NYSE Amex Equities Rule 123C To Provide for the Treatment of Short Sale Orders at the Close |
| 34-63974 | Feb 25, 2011 | SR-NYSEAMEX-2011-08 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Equities Rule 440B (Short Sales) in Order To Implement the Provisions of Rule 201 of Regulation SHO Under the Securities Exchange Act of 1934 |
| 34-63943 | Feb 22, 2011 | SR-NYSEAMEX-2011-06 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change in Connection With the Proposal of NYSE Euronext To Eliminate the Requirement of an 80 percent Supermajority Vote To Amend or Repeal Section 3.1 of Its Bylaws |
| 34-63935 | Feb 18, 2011 | SR-NYSEAMEX-2011-07 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange Price List See Also - Exhibit 5 |
| 34-63773 | Jan 25, 2011 | SR-NYSEAmex-2010-109 | NYSE Amex (NYSEAmex) | Order Granting Approval of Proposed Rule Change Regarding the Listing of Options Series With $1 Strike Prices See Also - Rel. No. 34-63463 |
| 34-63752 | Jan 21, 2011 | SR-NYSEAMEX-2011-04 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Criteria for Listing Special Purpose Acquisition Companies (SPACs) To Provide an Option To Hold a Tender Offer in Lieu of a Shareholder Vote on a Proposed Acquisition See Also - Exhibit 5 |
| 34-63746 | Jan 20, 2011 | SR-NYSEAmex-2011-05 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adopting Standards for Market Maker Electronic Quotes That Are Present During an Opening Auction |