National Securities Exchanges
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Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
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34-94157 | Feb 4, 2022 | SR-PEARL-2021-57, SR-MIAX-2021-59 | MIAX PEARL, LLC (PEARL), Miami International Securities Exchange, LLC (MIAX) | Notice of Withdrawal of Proposed Rule Changes To Amend the Fee Schedules To Adopt a Tiered-Pricing Structure for Certain Connectivity Fees Comments Due: January 10, 2022 View Received Comments Submit a Comment on SR-MIAX-2021-59
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34-94088 | Jan 27, 2022 | SR-PEARL-2021-57, SR-MIAX-2021-59 | MIAX PEARL, LLC (PEARL), Miami International Securities Exchange, LLC (MIAX) | Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Amend the Fee Schedules To Adopt a Tiered-Pricing Structure for Certain Connectivity Fees Comments Due: February 23, 2022 Rebuttal comments due: March 9, 2022 View Received Comments |
34-93979 | Jan 14, 2022 | SR-PEARL-2022-01 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Equities Fee Schedule Comments Due: February 10, 2022 See Also - Exhibit 5 |
34-93965 | Jan 12, 2022 | SR-PEARL-2022-02 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX PEARL, LLC To Amend Exchange Rule 521, Nullification and Adjustment of Options Transactions Including Obvious Errors Comments Due: February 9, 2022 See Also - Exhibit 5 |
34-93951 | Jan 11, 2022 | SR-PEARL-2021-60 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Options Fee Schedule Comments Due: February 8, 2022 |
34-93895 | Jan 4, 2022 | SR-PEARL-2021-59 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Options Fee Schedule To Remove Certain Credits and Increase Trading Permit Fees Comments Due: January 31, 2022 View Received Comments See Also - Exhibit 5 |
34-93894 | Jan 4, 2022 | SR-PEARL-2021-58 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Options Fee Schedule To Increase the Monthly Fees for MIAX Express Network Full Service Port Comments Due: January 31, 2022 View Received Comments See Also - Exhibit 5 |
34-93774 | Dec 14, 2021 | SR-PEARL-2021-57 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Options Fee Schedule To Adopt a Tiered-Pricing Structure for Certain Connectivity Fees Comments Due: January 10, 2022 View Received Comments See Also - Exhibit 5 |
34-93733 | Dec 7, 2021 | SR-PEARL-2021-45, SR-MIAX-2021-41 | MIAX PEARL, LLC (PEARL), Miami International Securities Exchange, LLC (MIAX) | Notice of Withdrawal of Proposed Rule Changes to Amend the Fee Schedules To Adopt a Tiered-Pricing Structure for Certain Connectivity Fees Comments Due: October 25, 2021 View Received Comments |
34-93639 | Nov 22, 2021 | SR-PEARL-2021-45, SR-MIAX-2021-41 | MIAX PEARL, LLC (PEARL), Miami International Securities Exchange, LLC (MIAX) | Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Amend the Fee Schedules To Adopt a Tiered-Pricing Structure for Certain Connectivity Fees Comments Due: December 20, 2021 Rebuttal comments due: January 3, 2022 View Received Comments |