National Securities Exchanges
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
---|---|---|---|---|
34-89532 | Aug 12, 2020 | SR-NYSENAT-2020-03, SR-NYSECHX-2020-02, SR-NYSEArca-2020-08, SR-NYSEAMER-2020-05, SR-NYSE-2020-05 | NYSE National, Inc. (NYSENAT), NYSE Chicago, Inc. (NYSECHX), NYSE Arca (NYSEARCA), NYSE American LLC (NYSEAMER), New York Stock Exchange LLC (NYSE) | Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes, as Modified by Amendment No. 1, To Establish a Schedule of Wireless Connectivity Fees and Charges With Wireless Connections Between the Mahwah, New Jersey Data Center and Other Data Centers View Received Comments |
34-89531 | Aug 12, 2020 | SR-NYSENAT-2020-08, SR-NYSECHX-2020-05, SR-NYSEArca-2020-15, SR-NYSEAMER-2020-10, SR-NYSE-2020-11 | NYSE National, Inc. (NYSENAT), NYSE Chicago, Inc. (NYSECHX), NYSE Arca (NYSEARCA), NYSE American LLC (NYSEAMER), New York Stock Exchange LLC (NYSE) | Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes, as Modified by Amendment No. 1, To Amend the Schedule of Wireless Connectivity Fees and Charges To Add Wireless Connectivity Services View Received Comments |
34-89462 | Aug 3, 2020 | SR-NYSENAT-2020-08 | NYSE National, Inc. (NYSENAT) | Notice of Filing of Partial Amendment No. 1 to Proposed Rule Change To Amend the Schedule of Wireless Connectivity Fees and Charges To Add Wireless Connectivity Services View Received Comments See Also - Exhibit 4a, Exhibit 4b, Exhibit 5a, Exhibit 5b |
34-89457 | Aug 3, 2020 | SR-NYSENAT-2020-03 | NYSE National, Inc. (NYSENAT) | Notice of Filing of Partial Amendment No. 1 To Proposed Rule Change To Establish a Wireless Fee Schedule Setting Forth Available Wireless Bandwidth Connections and Associated Fees View Received Comments See Also - Exhibit 4a, Exhibit 4b, Exhibit 5a, Exhibit 5b |
34-89434 | Jul 30, 2020 | SR-NYSENAT-2020-24 | NYSE National, Inc. (NYSENAT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Rule 6.6800 Series See Also - Exhibit 5 |
34-89411 | Jul 28, 2020 | SR-NYSENAT-2020-22 | NYSE National, Inc. (NYSENAT) | Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Add the Consolidated Audit Trail Industry Member Compliance Rules To the List of Minor Rule Violations in Rule 10.9217 See Also - Exhibit 5 |
34-89388 | Jul 23, 2020 | SR-NYSENAT-2020-23 | NYSE National, Inc. (NYSENAT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.37 To Add the Data Source for MEMX See Also - Exhibit 5 |
34-89379 | Jul 22, 2020 | SR-NYSENAT-2020-21 | NYSE National, Inc. (NYSENAT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 1.1 To Include Active Proxy Portfolio Shares, Tracking Fund Shares, Proxy Portfolio Shares, and Index Fund Shares See Also - Exhibit 5 |
34-89175 | Jun 29, 2020 | SR-NYSENAT-2020-20 | NYSE National, Inc. (NYSENAT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Temporary Waiver of the Co-location Hot Hands Fee See Also - Exhibit 5 |
34-89104 | Jun 19, 2020 | SR-NYSENAT-2020-01 | NYSE National, Inc. (NYSENAT) | Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 2, To Amend Consolidated Audit Trail Compliance Rules View Received Comments |