National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-74214 | Feb 5, 2015 | SR-BATS-2015-08 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt an Options Regulatory Fee See Also - Exhibit 5 |
| 34-74193 | Feb 3, 2015 | SR-BATS-2014-054 | BATS Exchange (BATS) | Order Approving a Proposed Rule Change To List and Trade Shares of the iShares Short Maturity Municipal Bond ETF of the iShares U.S. ETF Trust Under Rule 14.11(i) of BATS Exchange, Inc. See Also - Rel. No. 34-73895 |
| 34-74173 | Jan 29, 2015 | SR-BATS-2015-06 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Applicable to Securities Listed on BATS Exchange, Inc. pursuant to Rule 14.13 See Also - Exhibit 5 |
| 34-74160 | Jan 28, 2015 | SR-BATS-2015-05 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Chapter IX of Its Rulebook To Incorporate Certain Rules of NASDAQ and FINRA Relating to Arbitration and Mediation |
| 34-74152 | Jan 27, 2015 | SR-BATS-2015-07 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rules 2.5(c)(4) and 11.5 To Harmonize With EDGA and EDGX Rules, Its Membership Requirements Applicable to Clearing Agencies That Clear Transactions for Members See Also - Exhibit 5 |
| 34-74074 | Jan 15, 2015 | SR-BATS-2015-04 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Clarify the Use of Certain Data Feeds See Also - Exhibit 5 |
| 34-74052 | Jan 14, 2015 | SR-BATS-2015-02 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. See Also - Exhibit 5 |
| 34-74043 | Jan 13, 2015 | SR-BATS-2015-01 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. See Also - Exhibit 5 |
| 34-73965 | Dec 30, 2014 | SR-BATS-2014-056 | BATS Exchange (BATS) | Notice of Filing of a Proposed Rule Change To List and Trade Shares of the iShares U.S. Fixed Income Balanced Risk ETF of the iShares U.S. ETF Trust Under Rule 14.11(i) View Received Comments See Also - Rel. No. 34-74297 |
| 34-73935 | Dec 24, 2014 | SR-BATS-2014-073 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 2.12 To Remove References to "Direct Edge ECN LLC" and "DE Route" See Also - Exhibit 5 |