National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-88934 | May 22, 2020 | SR-BOX-2020-04 | BOX Exchange LLC (BOX) | Order Granting Approval of a Proposed Rule Change To Amend the Provisions of the Limited Liability Company Agreement and Bylaws |
| 34-88894 | May 18, 2020 | SR-BOX-2020-13 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend IM-3120-2 to BOX Rule 3120 ("Position Limits") To Increase Position Limits for Options on Certain Exchange-Traded Funds ("ETFs"), and Thereby Similarly Increase Exercise Limits Under IM-3140-1 for Certain ETFs See Also - Exhibit 5 |
| 34-88892 | May 18, 2020 | SR-BOX-2020-12 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend BOX Rule 7270 (Block Trades) To Add an Automatic Matching Feature to the Facilitation Auction Mechanism See Also - Exhibit 5 |
| 34-88882 | May 15, 2020 | SR-BOX-2020-10 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Options Market LLC ("BOX") Facility To Amend Section I.D., Qualified Contingent Cross Transactions See Also - Exhibit 5 |
| 34-88889 | May 15, 2020 | SR-BOX-2020-15 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Options Market LLC ("BOX") Facility To Remove the Pricing Changes That Were in Effect While the Trading Floor Was Inoperable See Also - Exhibit 5 |
| 34-88810 | May 5, 2020 | SR-BOX-2020-09 | BOX Exchange LLC (BOX) | Notice of Filing of Proposed Rule Change To Adopt New Rule Regarding Transfer of Positions See Also - Exhibit 5 |
| 34-88634 | Apr 14, 2020 | SR-BOX-2019-19 | BOX Exchange LLC (BOX) | Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2, To Adopt Rules Governing the Trading of Equity Securities on the Exchange Through a Facility of the Exchange Known as the Boston Security Token Exchange LLC View Received Comments |
| 34-88559 | Apr 3, 2020 | SR-BOX-2020-08 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Options Market LLC ("BOX") Facility To Reflect Certain Pricing Changes That Will Be in Effect While the BOX Trading Floor Is Inoperable See Also - Exhibit 5 |
| 34-88542 | Apr 2, 2020 | SR-BOX-2020-04 | BOX Exchange LLC (BOX) | Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Amend the Provisions of the Limited Liability Company Agreement and Bylaws To Accommodate the Exchange's Regulation of Multiple Facilities |
| 34-88536 | Apr 1, 2020 | SR-BOX-2019-37 | BOX Exchange LLC (BOX) | Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change in Connection With the Proposed Commencement of Operations of the Boston Security Token Exchange LLC as a Facility of the Exchange View Received Comments |