National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-67572 | Aug 2, 2012 | SR-CHX-2012-11 | Chicago Stock Exchange, Inc. (CHX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Program Relating to Clearly Erroneous Transactions |
| 34-67138 | Jun 5, 2012 | SR-CHX-2012-10 | Chicago Stock Exchange, Inc. (CHX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Temporarily Suspend the Requirements of CHX Article 3, Rule 3 and Related CHX Rules in Order to Approve Apex Clearing Corporation as a CHX Participant and Trading Permit Holder View Received Comments |
| 34-67090 | May 31, 2012 | SR-Phlx-2011-129, SR-NYSEArca-2011-68, SR-NYSEAmex-2011-73, SR-NYSE-2011-48, SR-NSX-2011-11, SR-NASDAQ-2011-131, SR-ISE-2011-61, SR-FINRA-2011-054, SR-EDGX-2011-30, SR-EDGA-2011-31, SR-CHX-2011-30, SR-CBOE-2011-087, SR-C2-2011-024, SR-BYX-2011-025, SR-BX-2011-068, SR-BATS-2011-038 | NASDAQ OMX PHLX, Nasdaq PHLX LLC (Phlx), NYSE Arca (NYSEARCA), NYSE Amex (NYSEAmex), New York Stock Exchange LLC (NYSE), National Stock Exchange (NSX), The Nasdaq Stock Market LLC (NASDAQ), Nasdaq ISE, LLC (ISE), Financial Industry Regulatory Authority (FINRA), EDGX Exchange (EDGX), EDGA Exchange (EDGA), Chicago Stock Exchange, Inc. (CHX), Cboe Exchange, Inc. (CBOE), Cboe C2 Exchange, Inc. (C2), BATS Y-Exchange (BYX), Nasdaq BX, Inc. (BX), BATS Exchange (BATS) | Notice of Filing of Amendments No. 1 and Order Granting Accelerated Approval of Proposed Rule Changes as Modified by Amendments No. 1, Relating to Trading Halts Due to Extraordinary Market Volatility View Received Comments See Also - Rel. No 34-66680, Rel. No. 34-66065, Rel. No. 34-65770, Rel. No. 34-65433, Rel. No. 34-65425, Rel. No. 34-65426, Rel. No. 34-65427, Rel. No. 34-65428, Rel. No. 34-65429, Rel. No. 34-65430, Rel. No. 34-65431, Rel. No. 34-65432, Rel. No. 34-65434, Rel. No. 34-65435, Rel. No. 34-65436, Rel. No. 34-65437, Rel. No. 34-65438, Rel. No. 34-65439, Rel. No. 34-65440 |
| 34-66680 | Mar 29, 2012 | SR-Phlx-2011-129, SR-NYSEArca-2011-68, SR-NYSEAmex-2011-73, SR-NYSE-2011-48, SR-NSX-2011-11, SR-NASDAQ-2011-131, SR-ISE-2011-61, SR-FINRA-2011-054, SR-EDGX-2011-30, SR-EDGA-2011-31, SR-CHX-2011-30, SR-CBOE-2011-087, SR-C2-2011-024, SR-BYX-2011-025, SR-BX-2011-068, SR-BATS-2011-038 | NASDAQ OMX PHLX, Nasdaq PHLX LLC (Phlx), NYSE Arca (NYSEARCA), NYSE Amex (NYSEAmex), New York Stock Exchange LLC (NYSE), National Stock Exchange (NSX), The Nasdaq Stock Market LLC (NASDAQ), Nasdaq ISE, LLC (ISE), Financial Industry Regulatory Authority (FINRA), EDGX Exchange (EDGX), EDGA Exchange (EDGA), Chicago Stock Exchange, Inc. (CHX), Cboe Exchange, Inc. (CBOE), Cboe C2 Exchange, Inc. (C2), BATS Y-Exchange (BYX), Nasdaq BX, Inc. (BX), BATS Exchange (BATS) | Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Disapprove Proposed Rule Changes Relating to Trading Halts Due to Extraordinary Market Volatility View Received Comments See Also - Rel. No. 34-67090, Rel. No. 34-66065, Rel. No. 34-65770, Rel. No. 34-65433, Rel. No. 34-65425, Rel. No. 34-65426, Rel. No. 34-65427, Rel. No. 34-65428, Rel. No. 34-65429, Rel. No. 34-65430, Rel. No. 34-65431, Rel. No. 34-65432, Rel. No. 34-65434, Rel. No. 34-65435, Rel. No. 34-65436, Rel. No. 34-65437, Rel. No. 34-65438, Rel. No. 34-65439, Rel. No. 34-65440 |
| 34-66503 | Mar 1, 2012 | SR-CHX-2012-02 | Chicago Stock Exchange, Inc. (CHX) | Order Approving a Proposed Rule Change To Add to and Amend Its Rules Regarding the Obligations of Institutional Brokers Registered With the Exchange See Also - Rel. No. 34-66177 |
| 34-66410 | Feb 16, 2012 | SR-CHX-2012-06 | Chicago Stock Exchange, Inc. (CHX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend its Fee Schedule To Provide for a New Cross Connection Charge and Waive Monthly Fees at its New Facility Until April 1, 2012 |
| 34-66391 | Feb 14, 2012 | SR-CHX-2012-05 | Chicago Stock Exchange, Inc. (CHX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fee Schedule To Implement a Clearing Submission Fee Credit for Institutional Brokers |
| 34-66366 | Feb 9, 2012 | SR-CHX-2011-34 | Chicago Stock Exchange, Inc. (CHX) | Order Approving a Proposed Rule Change Regarding Suspension of a Participant's Trading Privileges on the Exchange See Also - Rel. No. 34-66061 |
| 34-66272 | Jan 30, 2012 | SR-CHX-2012-03 | Chicago Stock Exchange, Inc. (CHX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Program Relating to Individual Securities Circuit Breakers |
| 34-66253 | Jan 26, 2012 | SR-CHX-2012-04 | Chicago Stock Exchange, Inc. (CHX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Program Relating to Clearly Erroneous Transactions |