National Securities Exchanges
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
---|---|---|---|---|
34-98835 | Nov 1, 2023 | SR-CboeBZX-2023-085 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Rules Relating to the Continuing Education for Registered Persons Comments Due: November 28, 2023 See Also - Exhibit 5 Submit a Comment on SR-CboeBZX-2023-085
|
34-98809 | Oct 27, 2023 | SR-CboeBZX-2023-068 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Withdrawal of Proposed Rule Change to Amend Its Fee Schedule Related to Physical Port Fees |
34-98805 | Oct 27, 2023 | SR-CboeBZX-2023-067 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Withdrawal of Proposed Rule Change to Amend Its Fee Schedule Related to Physical Port Fees |
34-98794 | Oct 24, 2023 | SR-CboeBZX-2023-084 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Related to Physical Port Fees Comments Due: November 20, 2023 View Received Comments See Also - Exhibit 5 |
34-98785 | Oct 23, 2023 | SR-CboeBZX-2023-083 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Related to Physical Port Fees Comments Due: November 17, 2023 View Received Comments See Also - Exhibit 5 |
34-98761 | Oct 16, 2023 | SR-CboeBZX-2023-081 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Comments Due: November 13, 2023 See Also - Exhibit 5 |
34-98684 | Oct 4, 2023 | SR-CboeBZX-2023-075 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Regarding Rebate Tiers Comments Due: November 1, 2023 See Also - Exhibit 5 |
34-98646 | Sep 29, 2023 | SR-CboeBZX-2023-067 | Cboe BZX Exchange, Inc. (CboeBZX) | Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change to Amend its Fee Schedule Related to Physical Port Fees Comments Due: October 25, 2023. Rebuttal comments should be submitted by November 8, 2023. View Received Comments |
34-98661 | Sep 29, 2023 | SR-CboeBZX-2023-074 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule to Adopt a Temporary Options Regulatory Fee Comments Due: October 25, 2023 See Also - Exhibit 5 |
34-98650 | Sep 29, 2023 | SR-CboeBZX-2023-068 | Cboe BZX Exchange, Inc. (CboeBZX) | Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change to Amend its Fee Schedule Related to Physical Port Fees Comments Due: October 25, 2023. Rebuttal comments should be submitted by November 8, 2023. View Received Comments |