National Securities Exchanges
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Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
---|---|---|---|---|
34-52711 | Nov 1, 2005 | SR-ISE-2004-04 | Nasdaq ISE, LLC (ISE) | Order Mechanisms See Also - Rel. No. 34-52479 |
34-52657 | Oct 24, 2005 | SR-Phlx-2005-27, SR-PCX-2005-104, SR-ISE-2005-42, SR-BSE-2005-39, SR-Amex-2005-047 | Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX, NYSE Arca (NYSEARCA), Nasdaq ISE, LLC (ISE), Boston Stock Exchange (BSE), American Stock Exchange (Amex) | Order Approving a Proposed Rule Change and Amendment No. 1 by the American Stock Exchange LLC; a Proposed Rule Change by the Boston Stock Exchange, Inc.; a Proposed Rule Change by the Chicago Board Options Exchange, Incorporated; a Proposed Rule Change and Amendment No. 1 by the International Securities Exchange, Inc.; a Proposed Rule Change by the Pacific Exchange, Inc.; and a Proposed Rule Change and Amendment No. 1 by the Philadelphia Stock Exchange, Inc. Relating to the Definition of Firm Customer Quote Size and Limitations on Sending Secondary P/A Orders See Also - Rel. No. 34-52424, Rel. No. 34-52410, Rel. No. 34-52427, Rel. No. 34-52425, Rel. No. 34-52428, Rel. No. 34-52429 |
34-52596 | Oct 12, 2005 | SR-ISE-2005-40 | Nasdaq ISE, LLC (ISE) | Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to Market Maker Quotation Obligations |
34-52578 | Oct 7, 2005 | SR-ISE-2005-27 | Nasdaq ISE, LLC (ISE) | Order Granting Accelerated Approval to Amendment No. 4 to the Proposed Rule Change Relating to Listing Standards for Broad-Based Index Options See Also - Rel. No. 34-52084 |
34-52479 | Sep 21, 2005 | SR-ISE-2004-04 | Nasdaq ISE, LLC (ISE) | Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Relating to Exposure Periods in the Facilitation and Solicited Order Mechanisms See Also - Rel. No. 34-52711 |
34-52462 | Sep 19, 2005 | SR-ISE-2005-43 | Nasdaq ISE, LLC (ISE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes |
34-52451 | Sep 15, 2005 | SR-ISE-2005-44 | Nasdaq ISE, LLC (ISE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Primary Market Maker Obligations |
34-52410 | Sep 14, 2005 | SR-ISE-2005-42 | Nasdaq ISE, LLC (ISE) | Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Definition of Firm Customer Quote Size in the Linkage Plan See Also - Rel. No. 34-52657 |
34-52418 | Sep 13, 2005 | SR-ISE-2005-33 | Nasdaq ISE, LLC (ISE) | Order Approving a Proposed Rule Change To Amend the Exchange's Trade-Through and Locked Markets Rules See Also - Rel. No. 34-52174 |
34-52364 | Aug 31, 2005 | SR-ISE-2005-41 | Nasdaq ISE, LLC (ISE) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Price Improvement Mechanism |