National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-71622 | Feb 27, 2014 | SR-EDGX-2014-02 | EDGX Exchange (EDGX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule See Also - Exhibit 5 |
| 34-71445 | Jan 30, 2014 | SR-EDGX-2014-01 | EDGX Exchange (EDGX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Chapter IX of Its Rulebook |
| 34-71449 | Jan 30, 2014 | SR-EDGX-2013-43, SR-EDGA-2013-34 | EDGX Exchange (EDGX), EDGA Exchange (EDGA) | Order Granting Approval of Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, in Connection With the Proposed Business Combination Involving BATS Global Markets, Inc. and Direct Edge Holdings LLC View Received Comments See Also - Rel. No. 34-71046, Rel. No. 34-71045 |
| 34-71058 | Dec 12, 2013 | SR-EDGX-2013-46 | EDGX Exchange (EDGX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule View Received Comments See Also - Exhibit 5 |
| 34-71062 | Dec 12, 2013 | SR-EDGX-2013-45 | EDGX Exchange (EDGX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGX Rule 11.12, Limitations of Liability See Also - Exhibit 5, Rel. No. 34-71449 |
| 34-71048 | Dec 11, 2013 | SR-EDGX-2013-44 | EDGX Exchange (EDGX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule See Also - Exhibit 5 |
| 34-71045 | Dec 11, 2013 | SR-EDGX-2013-43 | EDGX Exchange (EDGX) | Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, in Connection With the Proposed Business Combination Involving BATS Global Markets, Inc. and Direct Edge Holdings LLC View Received Comments See Also - Exhibit 5b, Exhibit 5c, Exhibit 5d, Exhibit 5e, Exhibit 5f, Exhibit 5g, Exhibit 5h, Exhibit 5i, Exhibit 5j, Exhibit 5k |
| 34-70836 | Nov 8, 2013 | SR-EDGX-2013-40 | EDGX Exchange (EDGX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGX Rule 3.5 (Advertising Practices) and To Repeal Rule 3.20 (Initial or Partial Payments) To Conform with the Rules of the Financial Industry Regulatory Authority, Inc. |
| 34-70808 | Nov 5, 2013 | SR-EDGX-2013-41 | EDGX Exchange (EDGX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating To Amendments to the EDGX Exchange, Inc. Fee Schedule See Also - Exhibit 5 |
| 34-70811 | Nov 5, 2013 | SR-EDGX-2013-42 | EDGX Exchange (EDGX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule See Also - Exhibit 5 |