National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-74726 | Apr 14, 2015 | SR-BATS-2015-29 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Content of the BATS One Feed Under Rule 11.22(j) To Include Consolidated Volume for all Listed Equity Securities See Also - Exhibit 5 |
| 34-74702 | Apr 10, 2015 | SR-BATS-2015-31 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 11.23, "Auctions" See Also - Exhibit 5 |
| 34-74692 | Apr 9, 2015 | SR-BATS-2015-28 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. See Also - Exhibit 5 |
| 34-74666 | Apr 7, 2015 | SR-BATS-2015-26 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 20.6 To Adopt a New Provision To Account for Erroneous Trades Occurring From Disruptions and/or Malfunctions of Exchange Systems See Also - Exhibit 5 |
| 34-74656 | Apr 6, 2015 | SR-BATS-2015-25 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 4.3, Record of Written Complaints See Also - Exhibit 5 |
| 34-74598 | Mar 27, 2015 | SR-BATS-2015-24 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees for the BATS One Market Data Product See Also - Exhibit 5 |
| 34-74589 | Mar 26, 2015 | SR-BATS-2015-23 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. See Also - Exhibit 5 |
| 34-74565 | Mar 23, 2015 | SR-BATS-2015-22 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt New Rule 21.17, Exchange Sharing of User Designated Risk Settings See Also - Exhibit 5 |
| 34-74556 | Mar 20, 2015 | SR-BATS-2014-067 | BATS Exchange (BATS) | Notice of Filing of Amendment No. 2, and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, to BATS Rules 20.3 and 20.6 |
| 34-74513 | Mar 16, 2015 | SR-BATS-2015-16 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Rule 12.14, Front Running of Block Transactions See Also - Exhibit 5 |