National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-96534 | Dec 19, 2022 | SR-NASDAQ-2022-074 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Implementation Date of Nasdaq's Post-Trade Risk Management Product to Q2 2023 Comments Due: January 13, 2023 Submit a Comment on SR-NASDAQ-2022-074
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| 34-96507 | Dec 15, 2022 | SR-NASDAQ-2022-073 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Market Maker Requirements in Equity 2, Sections 4, 5, and 11 Comments Due: January 11, 2023 See Also - Exhibit 5 |
| 34-96509 | Dec 15, 2022 | SR-NASDAQ-2022-057 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Adopt Listing Rule 5732 To Provide Listing Standards for Contingent Value Rights on Nasdaq Global Market Comments Due: February 27, 2023 View Received Comments |
| 34-96500 | Dec 14, 2022 | SR-NASDAQ-2022-075 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Listing Rules 5605 and 5606 Comments Due: January 10, 2023 See Also - Exhibit 5 |
| 34-96467 | Dec 8, 2022 | SR-NASDAQ-2022-070 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Credits at Equity 7, Section 118(a) Comments Due: January 4, 2023 See Also - Exhibit 5 |
| 34-96452 | Dec 6, 2022 | SR-NASDAQ-2022-069 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 4, Rule 4753 and Equity 4, Rule 4703 Comments Due: January 3, 2023 See Also - Exhibit 5 |
| 34-96443 | Dec 2, 2022 | SR-NASDAQ-2022-027 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing of Amendment No. 3 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 3, To Modify Certain Pricing Limitations for Companies Listing in Connection With a Direct Listing With a Capital Raise Comments Due: December 29, 2022 See Also - Exhibit 4, Exhibit 5 |
| 34-96412 | Nov 30, 2022 | SR-NASDAQ-2022-066 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Definition of Short Term Option Series Comments Due: December 27, 2022 See Also - Exhibit 5 |
| 34-96393 | Nov 28, 2022 | SR-NASDAQ-2022-067 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend FINRA Fees Comments Due: December 23, 2022 See Also - Exhibit 5 |
| 34-96375 | Nov 22, 2022 | SR-NASDAQ-2022-064 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NOM Options 7, Section 2 Comments Due: December 20, 2022 See Also - Exhibit 5 |