National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-91671 | Apr 26, 2021 | SR-BX-2021-015 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 2, "BX Options Market- Fees and Rebates" Comments Due: May 21, 2021 See Also - Exhibit 5 Submit a Comment on SR-BX-2021-015
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| 34-91658 | Apr 23, 2021 | SR-BX-2021-017 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit Monday and Wednesday Expirations for Options Listed Pursuant to the Short Term Option Series Program on the Invesco QQQ TrustSM Comments Due: May 20, 2021 See Also - Exhibit 5 |
| 34-91639 | Apr 22, 2021 | SR-BX-2021-014 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 7, Section 118 Comments Due: May 19, 2021 See Also - Exhibit 5 |
| 34-91610 | Apr 19, 2021 | SR-BX-2021-013 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 3, Section 10, Order Book Allocation Comments Due: May 14, 2021 See Also - Exhibit 5 |
| 34-91575 | Apr 15, 2021 | SR-BX-2021-016 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Current Pilot Program Related to BX Equity 11, Rule 11890 to the Close of Business on October 20, 2021 Comments Due: May 12, 2021 See Also - Exhibit 5 |
| 34-91473 | Apr 5, 2021 | SR-BX-2021-009 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BX Options 7, Section 1, "General Provisions," and Options 7, Section 2, "BX Options Market-Fees and Rebates" Comments Due: April 30, 2021 See Also - Exhibit 5 |
| 34-91458 | Apr 1, 2021 | SR-BX-2021-008 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Enhance the End of Day Summary Message on Nasdaq Last Sale Plus Comments Due: April 28, 2021 See Also - Exhibit 5 |
| 34-91370 | Mar 19, 2021 | SR-BX-2021-006 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Books and Records Rules and Update Obsolete NASD References in Its Rulebook Comments Due: April 15, 2021 See Also - Exhibit 5 |
| 34-91334 | Mar 16, 2021 | SR-BX-2021-005 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 4703 Regarding Reserve Orders Comments Due: April 12, 2021 See Also - Exhibit 5 |
| 34-91226 | Mar 1, 2021 | SR-BX-2021-003 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Various BX Options Rules Comments Due: March 26, 2021 See Also - Exhibit 5 |