National Securities Exchanges
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-94851 | May 4, 2022 | SR-PEARL-2022-15 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Exchange Rule 532, Order Price Protection Mechanisms and Risk Controls Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 Submit a Comment on SR-PEARL-2022-15
|
| 34-94735 | Apr 18, 2022 | SR-PEARL-2022-14 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 2600, Hours of Trading and Trading Days, and Exchange Rule 2615, Opening Process for Equity Securities Comments Due: May 13, 2022 See Also - Exhibit 5 |
| 34-94722 | Apr 14, 2022 | SR-PEARL-2022-12 | MIAX PEARL, LLC (PEARL) | Notice of Filing of a Proposed Rule Change To Amend the MIAX PEARL Options Fee Schedule To Increase the Monthly Fees for MIAX Express Network Full Service Port; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change Comments Due: May 11, 2022 Rebuttal comments due: May 25, 2022 View Received Comments See Also - Exhibit 5 Submit a Comment on SR-PEARL-2022-12 |
| 34-94721 | Apr 14, 2022 | SR-PEARL-2022-11 | MIAX PEARL, LLC (PEARL) | Notice of Filing of a Proposed Rule Change To Amend the MIAX PEARL Options Fee Schedule To Increase Certain Connectivity Fees; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change Comments Due: May 11, 2022 Rebuttal comments due: May 25, 2022 View Received Comments See Also - Exhibit 5 Submit a Comment on SR-PEARL-2022-11 |
| 34-94696 | Apr 12, 2022 | SR-PEARL-2022-09 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX PEARL Options Fee Schedule To Remove Certain Credits and Increase Trading Permit Fees Comments Due: May 9, 2022 View Received Comments See Also - Exhibit 5 Submit a Comment on SR-PEARL-2022-09 |
| 34-94679 | Apr 11, 2022 | SR-PEARL-2022-03 | MIAX PEARL, LLC (PEARL) | Notice of Withdrawal of Proposed Rule Change To Amend the MIAX PEARL Options Fee Schedule To Adopt a Tiered-Pricing Structure for Certain Connectivity Fees Comments Due: March 15, 2022 Rebuttal comments due: March 29, 2022 |
| 34-94680 | Apr 11, 2022 | SR-PEARL-2022-04 | MIAX PEARL, LLC (PEARL) | Notice of Withdrawal of Proposed Rule Change To Amend the MIAX PEARL Options Fee Schedule To Increase the Monthly Fees for MIAX Express Network Full Service Port Comments Due: 21 days after publication in the Federal Register Rebuttal comments due: 35 days after publication in the Federal Register |
| 34-94681 | Apr 11, 2022 | SR-PEARL-2022-05 | MIAX PEARL, LLC (PEARL) | Notice of Withdrawal of Proposed Rule Change To Amend the MIAX PEARL Options Fee Schedule To Remove Certain Credits and Increase Trading Permit Fees Comments Due: 21 days after publication in the Federal Register Rebuttal comments due: 35 days after publication in the Federal Register |
| 34-94652 | Apr 8, 2022 | SR-PEARL-2022-10 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Equities Fee Schedule Comments Due: May 5, 2022 See Also - Exhibit 5 |
| 34-94636 | Apr 7, 2022 | SR-PEARL-2022-13 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX PEARL, LLC To Amend Exchange Rule 2622 To Adopt on a Permanent Basis the Pilot Program Related to the Market-Wide Circuit Breaker Comments Due: May 4, 2022 See Also - Exhibit 5 |