National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-89422 | Jul 29, 2020 | SR-BOX-2020-29 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Options Market LLC Facility To Amend Section IX.C (Trading Floor Participant Fees) and Remove Section IX.D (Trading Floor Booth Space Fee) See Also - Exhibit 5 |
| 34-89328 | Jul 16, 2020 | SR-BOX-2020-14 | BOX Exchange LLC (BOX) | Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change to Adopt Rules Governing the Trading of Equity Securities on the Exchange Through a Facility of the Exchange Known as the Boston Security Token Exchange LLC View Received Comments |
| 34-89329 | Jul 16, 2020 | SR-BOX-2020-16 | BOX Exchange LLC (BOX) | Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change in Connection With the Proposed Commencement of Operations of Boston Security Token Exchange LLC ("BSTX") as a Facility of the Exchange View Received Comments |
| 34-89315 | Jul 14, 2020 | SR-BOX-2020-27 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Sections I.C.2 (Strategy Order Facilitation and Solicitation Transactions) and II.D (Strategy QOO Order Fee Cap and Rebate) of the Fee Schedule on the BOX Options Market LLC Facility See Also - Exhibit 5 |
| 34-89233 | Jul 6, 2020 | SR-BOX-2020-26 | BOX Exchange LLC (BOX) | Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Add Consolidated Audit Trail Rules to the List of Minor Rule Violations See Also - Exhibit 5 |
| 34-89194 | Jun 30, 2020 | SR-BOX-2020-22 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Options Market LLC Facility To Establish Section I.C.2 (Strategy Order Facilitation and Solicitation Transactions) See Also - Exhibit 5 |
| 34-89196 | Jun 30, 2020 | SR-BOX-2020-25 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule on the BOX Options Market LLC Facility See Also - Exhibit 5 |
| 34-89116 | Jun 22, 2020 | SR-BOX-2020-24 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend BOX Rule 16000 Series (Consolidated Audit Trail Compliance Rule) See Also - Exhibit 5 |
| 34-89043 | Jun 11, 2020 | SR-BOX-2020-18 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Section II of the Fee Schedule (Manual Transaction Fees) on the BOX Options Market LLC Facility See Also - Exhibit 5 |
| 34-89017 | Jun 4, 2020 | SR-BOX-2019-37 | BOX Exchange LLC (BOX) | Notice of Withdrawal of a Proposed Rule Change in Connection With the Proposed Commencement of Operations of Boston Security Token Exchange LLC as a Facility of the Exchange View Received Comments |