National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-63405 | Dec 1, 2010 | SR-NSX-2010-15 | National Stock Exchange (NSX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Effectuate an Amendment to Bylaws of NSX Holdings, Inc. |
| 34-63251 | Nov 5, 2010 | SR-NSX-2010-14 | National Stock Exchange (NSX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NSX Fee and Rebate Schedule See Also - Exhibit 5 |
| 34-63255 | Nov 5, 2010 | SR-NYSEArca-2010-83, SR-NYSEAmex-2010-96, SR-NYSE-2010-69, SR-NSX-2010-12, SR-NASDAQ-2010-115, SR-FINRA-2010-049, SR-CHX-2010-22, SR-CBOE-2010-087, SR-BX-2010-66, SR-BATS-2010-025 | NYSE Arca (NYSEARCA), NYSE Amex (NYSEAmex), New York Stock Exchange LLC (NYSE), National Stock Exchange (NSX), The Nasdaq Stock Market LLC (NASDAQ), Financial Industry Regulatory Authority (FINRA), Chicago Stock Exchange, Inc. (CHX), Cboe Exchange, Inc. (CBOE), Nasdaq BX, Inc. (BX), BATS Exchange (BATS) | Order Granting Accelerated Approval to Proposed Rule Changes, as Modified by Amendment No. 1, To Enhance the Quotation Standards for Market Makers See Also - Rel. No. 34-62945, Rel. No. 34-62946, Rel. No. 34-62947, Rel. No. 34-62948, Rel. No. 34-62949, Rel. No. 34-62950, Rel. No. 34-62951, Rel. No. 34-62952, Rel. No. 34-62953, Rel. No. 34-62954 |
| 34-63042 | Oct 5, 2010 | SR-NSX-2010-13 | National Stock Exchange (NSX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NSX Fee and Rebate Schedule See Also - Exhibit 5 |
| 34-62952 | Sep 20, 2010 | SR-NSX-2010-12 | National Stock Exchange (NSX) | Notice of Filing of a Proposed Rule Change To Amend NSX Rule 11.8 To Enhance Quotation Requirements for Market Makers See Also - Exhibit 5, Rel. No. 34-63255 |
| 34-62884 | Sep 10, 2010 | SR-NYSEArca-2010-61, SR-NYSEAmex-2010-63, SR-NYSE-2010-49, SR-NSX-2010-08, SR-NASDAQ-2010-079, SR-ISE-2010-66, SR-EDGX-2010-05, SR-EDGA-2010-05, SR-CHX-2010-14, SR-CBOE-2010-065, SR-BX-2010-044, SR-BATS-2010-018 | NYSE Arca (NYSEARCA), NYSE Amex (NYSEAmex), New York Stock Exchange LLC (NYSE), National Stock Exchange (NSX), The Nasdaq Stock Market LLC (NASDAQ), Nasdaq ISE, LLC (ISE), EDGX Exchange (EDGX), EDGA Exchange (EDGA), Chicago Stock Exchange, Inc. (CHX), Cboe Exchange, Inc. (CBOE), Nasdaq BX, Inc. (BX), BATS Exchange (BATS) | Order Approving Proposed Rule Changes Relating to Expanding the Pilot Rule for Trading Pauses Due to Extraordinary Market Volatility to the Russell 1000 Index and Specified Exchange Traded Products View Received Comments See Also - Rel. No. 34-62409 |
| 34-62886 | Sep 10, 2010 | SR-NYSEArca-2010-58, SR-NYSEAmex-2010-60, SR-NYSE-2010-47, SR-NSX-2010-07, SR-NASDAQ-2010-076, SR-ISE-2010-62, SR-EDGX-2010-03, SR-EDGA-2010-03, SR-CHX-2010-13, SR-CBOE-2010-056, SR-BX-2010-040, SR-BATS-2010-016 | NYSE Arca (NYSEARCA), NYSE Amex (NYSEAmex), New York Stock Exchange LLC (NYSE), National Stock Exchange (NSX), The Nasdaq Stock Market LLC (NASDAQ), Nasdaq ISE, LLC (ISE), EDGX Exchange (EDGX), EDGA Exchange (EDGA), Chicago Stock Exchange, Inc. (CHX), Cboe Exchange, Inc. (CBOE), Nasdaq BX, Inc. (BX), BATS Exchange (BATS) | Order Granting Approval of Proposed Rule Changes Relating to Clearly Erroneous Transactions View Received Comments See Also - Rel. No. 34-62337, Rel. No. 34-62340 |
| 34-62822 | Sep 1, 2010 | SR-NSX-2010-11 | National Stock Exchange (NSX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 11.13 Regarding Maximum Permissible Response Time for Users of Order Delivery See Also - Exhibit 5 |
| 34-62797 | Aug 30, 2010 | SR-NYSEArca-2010-58, SR-NYSEAmex-2010-60, SR-NYSE-2010-47, SR-NSX-2010-07, SR-NASDAQ-2010-076, SR-ISE-2010-62, SR-EDGX-2010-03, SR-EDGA-2010-03, SR-CHX-2010-13, SR-CBOE-2010-056, SR-BX-2010-040, SR-BATS-2010-016 | NYSE Arca (NYSEARCA), NYSE Amex (NYSEAmex), New York Stock Exchange LLC (NYSE), National Stock Exchange (NSX), The Nasdaq Stock Market LLC (NASDAQ), Nasdaq ISE, LLC (ISE), EDGX Exchange (EDGX), EDGA Exchange (EDGA), Chicago Stock Exchange, Inc. (CHX), Cboe Exchange, Inc. (CBOE), Nasdaq BX, Inc. (BX), BATS Exchange (BATS) | Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes Relating to Clearly Erroneous Transactions View Received Comments See Also - Rel. No. 34-62730, Rel. No. 34-62340 |
| 34-62763 | Aug 24, 2010 | SR-NYSEArca-2010-61, SR-NYSEAmex-2010-63, SR-NYSE-2010-49, SR-NSX-2010-08, SR-NASDAQ-2010-079, SR-ISE-2010-66, SR-FINRA-2010-033, SR-EDGX-2010-05, SR-EDGA-2010-05, SR-CHX-2010-14, SR-CBOE-2010-065, SR-BX-2010-044, SR-BATS-2010-018 | NYSE Arca (NYSEARCA), NYSE Amex (NYSEAmex), New York Stock Exchange LLC (NYSE), National Stock Exchange (NSX), The Nasdaq Stock Market LLC (NASDAQ), Nasdaq ISE, LLC (ISE), Financial Industry Regulatory Authority (FINRA), EDGX Exchange (EDGX), EDGA Exchange (EDGA), Chicago Stock Exchange, Inc. (CHX), Cboe Exchange, Inc. (CBOE), Nasdaq BX, Inc. (BX), BATS Exchange (BATS) | Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility View Received Comments See Also - Rel. No. 34-62883, Rel. No. 34-62688A, Rel. No. 34-62416 |