National Securities Exchanges
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-91295 | Mar 10, 2021 | SR-ISE-2021-03 | Nasdaq ISE, LLC (ISE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Pricing Schedule at Options 7, Section 3 Comments Due: April 6, 2021 See Also - Exhibit 5 Submit a Comment on SR-ISE-2021-03
|
| 34-91223 | Feb 26, 2021 | SR-ISE-2021-01 | Nasdaq ISE, LLC (ISE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Various Rules in Options 3 and Options 5 Comments Due: March 25, 2021 See Also - Exhibit 5 |
| 34-90903 | Jan 12, 2021 | SR-ISE-2020-43 | Nasdaq ISE, LLC (ISE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete the Exchange Membership Rules and Incorporate by Reference the Membership Rules of The Nasdaq Stock Market LLC Comments Due: February 9, 2021 See Also - Exhibit 3a, Exhibit 3b, Exhibit 5 |
| 34-90756 | Dec 21, 2020 | SR-ISE-2020-42 | Nasdaq ISE, LLC (ISE) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Harmonize Exchange Rule General 3, Section 2 With Recent Changes by the Financial Industry Regulatory Authority, Inc. |
| 34-90596 | Dec 8, 2020 | SR-ISE-2020-40 | Nasdaq ISE, LLC (ISE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Market Maker Plus Program Under Options 7, Section 3, Regular Order Fees and Rebates See Also - Exhibit 5 |
| 34-90501 | Nov 24, 2020 | SR-ISE-2020-39 | Nasdaq ISE, LLC (ISE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to an Amendment to Options 7, Section 4, Related to Complex Orders Fees and Rebates, and Options 7, Section 9 See Also - Exhibit 5 |
| 34-90450 | Nov 18, 2020 | SR-ISE-2020-38 | Nasdaq ISE, LLC (ISE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Technical and Conforming Amendments to Options 4, Sections 3 and 5 See Also - Exhibit 5 |
| 34-90265 | Oct 23, 2020 | SR-ISE-2020-34 | Nasdaq ISE, LLC (ISE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Period for the Exchange's Nonstandard Expirations Pilot Program See Also - Exhibit 5 |
| 34-90257 | Oct 22, 2020 | SR-ISE-2020-33 | Nasdaq ISE, LLC (ISE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend a Pilot on the Nasdaq-100 Reduced Value Index See Also - Exhibit 5 |
| 34-89575 | Aug 17, 2020 | SR-ISE-2020-32 | Nasdaq ISE, LLC (ISE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 6, Section 5 (Transfer of Positions) See Also - Exhibit 5 |