National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-72674 | Jul 25, 2014 | SR-EDGX-2014-21 | EDGX Exchange (EDGX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Retire the EDGE Routed Liquidity Report See Also - Exhibit 5A, Exhibit 5B |
| 34-72676 | Jul 25, 2014 | SR-EDGX-2014-18 | EDGX Exchange (EDGX) | Notice of Filing of Proposed Rule Change Relating To Include Additional Specificity Within Rule 1.5 and Chapter XI Regarding Current System Functionality Including the Operation of Order Types and Order Instructions View Received Comments See Also - Exhibit 5A, Exhibit 5B, Rel. No. 34-73468, Rel. No. 34-73083 |
| 34-72532 | Jul 3, 2014 | SR-EDGX-2014-17 | EDGX Exchange (EDGX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule See Also - Exhibit 5 |
| 34-72445 | Jun 20, 2014 | SR-EDGX-2014-05 | EDGX Exchange (EDGX) | Order Type Called the Mid-Point Discretionary Order See Also - Rel. No. 34-72955, Rel. No. 34-72086, Rel. No. 34-71747 |
| 34-72434 | Jun 19, 2014 | SR-Phlx-2014-27, SR-NYSEMKT-2014-37, SR-NYSE-2014-22, SR-NSX-2014-08, SR-NASDAQ-2014-044, SR-ISE-2014-25, SR-EDGX-2014-12, SR-EDGA-2014-11, SR-CHX-2014-06, SR-BYX-2014-007, SR-BX-2014-021, SR-BATS-2014-014 | Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX, NYSE MKT (NYSEMKT), NYSE Arca (NYSEARCA), New York Stock Exchange LLC (NYSE), National Stock Exchange (NSX), The Nasdaq Stock Market LLC (NASDAQ), Nasdaq ISE, LLC (ISE), EDGX Exchange (EDGX), EDGA Exchange (EDGA), Chicago Stock Exchange, Inc. (CHX), BATS Y-Exchange (BYX), Nasdaq BX, Inc. (BX), BATS Exchange (BATS) | Order Granting Approval of Proposed Rule Changes Relating to Clearly Erroneous Executions See Also - Rel. No. 34-72057, Rel. No. 34-72044, Rel. No. 34-72045, Rel. No. 34-72046, Notice of Filing of a Proposed Rule Change to Amend Rule 11.13, entitled "Clearly Erroneous Executions", Rel. No. 34-72048, Rel. No. 34-72049, Rel. No. 34-72050, Rel. No. 34-72051, Rel. No. 34-72052, Rel. No. 34-72053, Rel. No. 34-72054, Rel. No. 34-72055, Rel. No. 34-72056 |
| 34-72374 | Jun 12, 2014 | SR-EDGX-2014-16 | EDGX Exchange (EDGX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule See Also - Exhibit 5 |
| 34-72292 | Jun 2, 2014 | SR-EDGX-2014-13 | EDGX Exchange (EDGX) | Order Approving Proposed Rule Change To Amend Footnote 4 of the Exchange's Fee Schedule To Permit Members To Designate Their Retail Orders To Be Identified as Retail on the EDGX Book Feed See Also - Rel. No. 34-72016 |
| 34-72101 | May 6, 2014 | SR-EDGX-2014-15 | EDGX Exchange (EDGX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule See Also - Exhibit 5 |
| 34-72086 | May 2, 2014 | SR-EDGX-2014-05 | EDGX Exchange (EDGX) | Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Adopt a New Order Type Called the Mid-Point Discretionary Order See Also - Rel. No. 34-72955, Rel. No. 34-72445, Rel. No. 34-71747 |
| 34-72088 | May 2, 2014 | SR-EDGX-2014-14 | EDGX Exchange (EDGX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGX Rule 11.5 Regarding the Route Peg Order See Also - Exhibit 5 |