National Securities Exchanges
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
---|---|---|---|---|
34-97055 | Mar 7, 2023 | SR-NYSE-2023-12 | New York Stock Exchange LLC (NYSE) | Notice of Filing of Proposed Rule Change To Adopt New Section 303A.14 of the NYSE Listed Company Manual To Establish Listing Standards Related to Recovery of Erroneously Awarded Incentive-Based Executive Compensation Comments Due: 21 days after publication in the Federal Register View Received Comments See Also - Exhibit 5 Submit a Comment on SR-NYSE-2023-12
|
34-97058 | Mar 7, 2023 | SR-NYSE-2023-13 | New York Stock Exchange LLC (NYSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Article II, Section 2.03(b) of Its Operating Agreement Comments Due: 21 days after publication in the Federal Register View Received Comments See Also - Exhibit 5 |
34-97048 | Mar 6, 2023 | SR-NYSE-2023-15 | New York Stock Exchange LLC (NYSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 313 Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
34-97010 | Mar 1, 2023 | SR-NYSE-2023-14 | New York Stock Exchange LLC (NYSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.19 Related to Pre-Trade Risk Controls Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
34-96944 | Feb 16, 2023 | SR-NYSE-2023-11 | New York Stock Exchange LLC (NYSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Rule 7.44 Relating to the Retail Liquidity Program Comments Due: March 16, 2023 See Also - Exhibit 5 |
34-96803 | Feb 3, 2023 | SR-NYSE-2023-10 | New York Stock Exchange LLC (NYSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 9261 and 9830 Comments Due: March 2, 2023 |
34-96753 | Jan 26, 2023 | SR-NYSE-2023-07 | New York Stock Exchange LLC (NYSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NYSE Rule 4120 Comments Due: February 22, 2023 See Also - Exhibit 5 |
34-96745 | Jan 25, 2023 | SR-NYSE-2023-05 | New York Stock Exchange LLC (NYSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 107B Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
34-96714 | Jan 19, 2023 | SR-NYSE-2023-06 | New York Stock Exchange LLC (NYSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.31(i)(2) Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
34-96688 | Jan 18, 2023 | SR-NYSE-2023-04 | New York Stock Exchange LLC (NYSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules 9132, 9133, 9135, 9146, 9522, 9524, 9559 and 9630 Comments Due: 21 days after publication in the Federal Register |