National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-96905 | Feb 13, 2023 | SR-PEARL-2023-03 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 2618 To Add Optional Risk Control Settings Comments Due: March 10, 2023 See Also - Exhibit 5 Submit a Comment on SR-PEARL-2023-03
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| 34-96836 | Feb 8, 2023 | SR-PEARL-2023-02 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX PEARL, LLC To Amend the MIAX Pearl Options Fee Schedule Comments Due: March 7, 2023 See Also - Exhibit 5 |
| 34-96837 | Feb 8, 2023 | SR-PEARL-2023-01 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 531, Reports and Market Data Products, To Provide for the New "Liquidity Taker Event Report-Resting Simple Orders" Comments Due: March 7, 2023 See Also - Exhibit 5 |
| 34-96631 | Jan 10, 2023 | SR-PEARL-2022-61 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Equities Fee Schedule To Modify Certain Connectivity and Port Fees Comments Due: February 7, 2023 View Received Comments See Also - Exhibit 5 |
| 34-96632 | Jan 10, 2023 | SR-PEARL-2022-62 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Options Fee Schedule To Modify Certain Connectivity and Port Fees Comments Due: February 7, 2023 View Received Comments |
| 34-96546 | Dec 20, 2022 | SR-PEARL-2022-59 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule To Establish a Monthly Membership Fee Comments Due: January 17, 2023 See Also - Exhibit 5 |
| 34-96553 | Dec 20, 2022 | SR-PEARL-2022-60 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To No Longer Operate Its 10 Gigabit Ultra-Low Latency Connectivity on a Single Shared Network With Its Affiliate, Miami International Securities Exchange, LLC Comments Due: January 17, 2023 |
| 34-96551 | Dec 20, 2022 | SR-PEARL-2022-57 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX PEARL, LLC To Amend Exchange Rule 519C Mass Cancellation of Trading Interest Comments Due: January 17, 2023 See Also - Exhibit 5 |
| 34-96523 | Dec 16, 2022 | SR-PEARL-2022-58 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Relating to FINRA Fees Comments Due: January 12, 2023 See Also - Exhibit 5 |
| 34-96505 | Dec 15, 2022 | SR-PEARL-2022-47 | MIAX PEARL, LLC (PEARL) | Notice of Withdrawal of Proposed Rule Change To Amend the MIAX PEARL Options Fee Schedule To Remove a Monthly Credit Associated With Trading Permit Fees View Received Comments |