National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-93593 | Nov 16, 2021 | SR-EMERALD-2021-40 | MIAX Emerald, LLC (EMERALD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Emerald Fee Schedule To Establish a Policy Relating to Billing Errors Comments Due: December 13, 2021 See Also - Exhibit 5 Submit a Comment on SR-EMERALD-2021-40
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| 34-93549 | Nov 10, 2021 | SR-EMERALD-2021-39 | MIAX Emerald, LLC (EMERALD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Section 1(a)(ii) of the Fee Schedule To Revise the Application of the Tier Calculation Comments Due: December 8, 2021 See Also - Exhibit 5 |
| 34-93526 | Nov 4, 2021 | SR-EMERALD-2021-36 | MIAX Emerald, LLC (EMERALD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Comments Due: December 1, 2021 See Also - Exhibit 5 |
| 34-93471 | Oct 29, 2021 | SR-MIAX-2021-28, SR-EMERALD-2021-21 | Miami International Securities Exchange, LLC (MIAX), MIAX Emerald, LLC (EMERALD) | Notice of Withdrawal of Proposed Rule Changes To Establish Fees for the Exchanges' cToM Market Data Products Comments Due: August 5, 2021 |
| 34-93462 | Oct 28, 2021 | SR-EMERALD-2021-37 | MIAX Emerald, LLC (EMERALD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX Emerald, LLC To Amend Exchange Rule 501, Days and Hours of Business, To Make Juneteenth National Independence Day a Holiday of the Exchange Comments Due: November 24, 2021 See Also - Exhibit 5 |
| 34-93427 | Oct 26, 2021 | SR-EMERALD-2021-34 | MIAX Emerald, LLC (EMERALD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Fees for the cToM Market Data Product Comments Due: November 22, 2021 View Received Comments See Also - Exhibit 5 |
| 34-93367 | Oct 15, 2021 | SR-EMERALD-2021-33 | MIAX Emerald, LLC (EMERALD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Adjust the Options Regulatory Fee Comments Due: November 12, 2021 View Received Comments See Also - Exhibit 5 |
| 34-93329 | Oct 14, 2021 | SR-PEARL-2021-30, SR-MIAX-2021-29, SR-EMERALD-2021-22 | MIAX PEARL, LLC (PEARL), Miami International Securities Exchange, LLC (MIAX), MIAX Emerald, LLC (EMERALD) | Notice of Withdrawal of Proposed Rule Changes To Amend Fees for Purge Ports Comments Due: August 5, 2021 View Received Comments |
| 34-93303 | Oct 13, 2021 | SR-EMERALD-2021-27 | MIAX Emerald, LLC (EMERALD) | Notice of Withdrawal of Proposed Rule Change To Amend Its Fee Schedule To Adjust the Options Regulatory Fee |
| 34-93188 | Sep 29, 2021 | SR-EMERALD-2021-31 | MIAX Emerald, LLC (EMERALD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Adopt a Tiered-Pricing Structure for Additional Limited Service MIAX Emerald Express Interface Ports Comments Due: October 26, 2021 View Received Comments See Also - Exhibit 5 |