National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-94449 | Mar 17, 2022 | SR-MEMX-2022-04 | MEMX LLC (MEMX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Related to the Market Wide Circuit Breaker Until April 18, 2022 Comments Due: April 13, 2022 See Also - Exhibit 5 Submit a Comment on SR-MEMX-2022-04
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| 34-94429 | Mar 16, 2022 | SR-MEMX-2022-05 | MEMX LLC (MEMX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Continuing Education Requirements Comments Due: April 12, 2022 |
| 34-94419 | Mar 15, 2022 | SR-MEMX-2022-02 | MEMX LLC (MEMX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule To Adopt Connectivity Fees Comments Due: April 11, 2022 View Received Comments See Also - Exhibit 5 |
| 34-94394 | Mar 10, 2022 | SR-MEMX-2022-01 | MEMX LLC (MEMX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule Comments Due: April 6, 2022 See Also - Exhibit 5 |
| 34-94332 | Feb 28, 2022 | SR-MEMX-2021-22 | MEMX LLC (MEMX) | Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change To Amend the Exchange's Fee Schedule To Adopt Connectivity Fees Comments Due: 21 days after publication in the Federal Register Rebuttal comments due: 35 days after publication in the Federal Register View Received Comments |
| 34-94189 | Feb 8, 2022 | SR-MEMX-2021-10 | MEMX LLC (MEMX) | Notice of Filing of Amendment No. 1 to, and Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove, a Proposed Rule Change To Establish a Retail Midpoint Liquidity Program Comments Due: March 7, 2022 View Received Comments See Also - Exhibit 4, Exhibit 5 |
| 34-93954 | Jan 12, 2022 | SR-MEMX-2021-20 | MEMX LLC (MEMX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 15.1(e) Regarding FINRA Registration and Processing Fees Comments Due: February 9, 2022 View Received Comments |
| 34-93949 | Jan 11, 2022 | SR-MEMX-2021-21 | MEMX LLC (MEMX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule Comments Due: February 8, 2022 See Also - Exhibit 5 |
| 34-93937 | Jan 10, 2022 | SR-MEMX-2021-22 | MEMX LLC (MEMX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule To Adopt Connectivity Fees Comments Due: February 4, 2022 View Received Comments See Also - Exhibit 5 |
| 34-93927 | Jan 7, 2022 | SR-MEMX-2021-19 | MEMX LLC (MEMX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule To Establish a Monthly Membership Fee Comments Due: February 3, 2022 See Also - Exhibit 5 |