National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-90080 | Oct 2, 2020 | SR-CboeEDGA-2020-021 | Cboe EDGA Exchange, Inc. (CboeEDGA) | Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend the Fifth Amended and Restated Bylaws of the Exchange's Parent Corporation, Cboe Global Markets, Inc. View Received Comments |
| 34-89776 | Sep 8, 2020 | SR-CboeEDGA-2020-025 | Cboe EDGA Exchange, Inc. (CboeEDGA) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update Rule 13.4(a), Stating It Will Utilize MIAX PEARL Market Data From the CQSUQDF for Purposes of Order Handling, Routing, Execution, and Related Compliance Processes See Also - Exhibit 5 |
| 34-89750 | Sep 2, 2020 | SR-CboeEDGA-2020-024 | Cboe EDGA Exchange, Inc. (CboeEDGA) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update Rule 13.4(a), Stating It Will Utilize MEMX Market Data From the CQS/UQDF for Purposes of Order Handling, Routing, Execution, and Related Compliance Processes See Also - Exhibit 5 |
| 34-89539 | Aug 13, 2020 | SR-CboeEDGA-2020-023 | Cboe EDGA Exchange, Inc. (CboeEDGA) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule See Also - Exhibit 5 |
| 34-89541 | Aug 13, 2020 | SR-CboeEDGA-2020-021 | Cboe EDGA Exchange, Inc. (CboeEDGA) | Notice of Filing of a Proposed Rule Change To Amend the Fifth Amended and Restated Bylaws of the Exchange's Parent Corporation, Cboe Global Markets, Inc. View Received Comments See Also - Exhibit 5 |
| 34-89450 | Aug 3, 2020 | SR-CboeEDGA-2020-022 | Cboe EDGA Exchange, Inc. (CboeEDGA) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Rule 4.5, Which Is Part of the Exchange's Compliance Rule ("Compliance Rule") Regarding the National Market System Plan Governing the Consolidated Audit Trail (the "CAT NMS Plan" or "Plan") To Be Consistent With an Amendment to the CAT NMS Plan Recently Approved by the Securities and Exchange Commission (the "Commission") |
| 34-89291 | Jul 10, 2020 | SR-CboeEDGA-2020-019 | Cboe EDGA Exchange, Inc. (CboeEDGA) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule Applicable to Its Equities Trading Platform To Introduce a Flat Charge for the Execution of MDOs That Are Entered With the QDP Instruction See Also - Exhibit 5 |
| 34-89258 | Jul 8, 2020 | SR-CboeEDGA-2020-003 | Cboe EDGA Exchange, Inc. (CboeEDGA) | Notice of Withdrawal of a Proposed Rule Change To Amend Certain Rules Within Rules 4.5 Through 4.16, Which Contains the Exchange's Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail ("CAT NMS Plan"), To Be Consistent With Certain Proposed Amendments to and Exemptions From the CAT NMS Plan as Well as To Facilitate the Retirement of Certain Existing Regulatory Systems |
| 34-89236 | Jul 7, 2020 | SR-CboeEDGA-2020-020 | Cboe EDGA Exchange, Inc. (CboeEDGA) | Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Add the Consolidated Audit Trail Industry Member Compliance Rules to the List of Minor Rule Violations in Rule 8.15 See Also - Exhibit 5 |
| 34-89130 | Jun 23, 2020 | SR-CboeEDGA-2020-018 | Cboe EDGA Exchange, Inc. (CboeEDGA) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Certain Rules Within Rules 4.5 Through 4.16, Which Contain the Exchange's Compliance Rule ("Compliance Rule") Regarding the National Market System Plan Governing the Consolidated Audit Trail (the "CAT NMS Plan" or "Plan") See Also - Exhibit 5 |