National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-91585 | Apr 16, 2021 | SR-BOX-2021-03 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Options Market LLC Facility Comments Due: May 13, 2021 See Also - Exhibit 5 Submit a Comment on SR-BOX-2021-03
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| 34-91368 | Mar 19, 2021 | SR-BOX-2020-38 | BOX Exchange LLC (BOX) | Order Approving a Proposed Rule Change To Amend BOX Rule 7620 (Accommodation Transactions) Comments Due: January 21, 2021 |
| 34-91077 | Feb 8, 2021 | SR-BOX-2020-38 | BOX Exchange LLC (BOX) | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend BOX Rule 7620 (Accommodation Transactions) Comments Due: January 21, 2021 |
| 34-90987 | Jan 25, 2021 | SR-BOX-2020-16 | BOX Exchange LLC (BOX) | Order Disapproving Proposed Rule Change, as Modified by Amendment No. 1, in Connection With the Proposed Establishment of the Boston Security Token Exchange LLC as a Facility of the Exchange Comments Due: June 22, 2020 View Received Comments |
| 34-90973 | Jan 22, 2021 | SR-BOX-2021-02 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Temporary IM-2020-1 (Temporary Extension for Representatives To Function as Principals) Comments Due: February 18, 2021 See Also - Exhibit 5 |
| 34-90946 | Jan 19, 2021 | SR-BOX-2021-01 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Options Market LLC Facility Comments Due: February 16, 2021 See Also - Exhibit 5 |
| 34-90792 | Dec 23, 2020 | SR-BOX-2020-38 | BOX Exchange LLC (BOX) | Notice of Filing of Proposed Rule Change To Amend BOX Rule 7620 (Accommodation Transactions) See Also - Exhibit 5 |
| 34-90798 | Dec 23, 2020 | SR-BOX-2020-40 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Rule 16000 Series See Also - Exhibit 5 |
| 34-90735 | Dec 18, 2020 | SR-BOX-2020-14 | BOX Exchange LLC (BOX) | Order Disapproving Proposed Rule Change, as Modified by Amendment No. 1, To Adopt Rules Governing the Trading of Equity Securities on the Exchange Through a Facility of the Exchange Known as the Boston Security Token Exchange LLC View Received Comments |
| 34-90698 | Dec 17, 2020 | SR-BOX-2020-39 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Options Market LLC Facility See Also - Exhibit 5 |