National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-58606 | Sep 19, 2008 | SR-Amex-2008-72 | American Stock Exchange (Amex) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by the American Stock Exchange LLC Temporarily Suspending the Requirements of Its Rules Concerning the Approval of New Member Organizations in Order To Approve Barclays Capital Inc. Immediately and Provisionally as a New Member Organization |
| 34-58570 | Sep 17, 2008 | SR-Amex-2008-70 | American Stock Exchange (Amex) | Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, To Revise Its Initial Listing Process To Eliminate the Current Appeal Process for Initial Listing Decisions, Add a New Confidential Pre-application Eligibility Review Process, and Upgrade Its Listing Requirements by Eliminating the Alternative Listing Standards View Received Comments See Also - Rel. No. 34-59050 |
| 34-58516 | Sep 11, 2008 | SR-Amex-2008-69 | American Stock Exchange (Amex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Listing and Trading of Options on Section 107 Securities |
| 34-58466 | Sep 5, 2008 | SR-AMEX-2008-53 | American Stock Exchange (Amex) | Notice of Filing of Proposed Rule Change Related to Amendments to Rule 925 (Confirmations) and Rule 921 (Opening of Accounts) See Also - Rel. No. 34-58814 |
| 34-58378 | Aug 18, 2008 | SR-Amex-2008-67 | American Stock Exchange (Amex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the Definition of "Independent Director" in the Amex Company Guide |
| 34-58364 | Aug 14, 2008 | SR-Amex-2008-65 | American Stock Exchange (Amex) | Notice of Filing of a Proposed Rule Change by the American Stock Exchange LLC To Allow Issuers Voluntarily Delisting ETFs and Structured Products To Submit to the Exchange a Letter From an Authorized Officer of the Issuer Rather Than a Board Resolution See Also - Rel. No. 34-58650 |
| 34-58341 | Aug 11, 2008 | SR-Amex-2008-60 | American Stock Exchange (Amex) | Notice of Filing of a Proposed Rule Change Relating to Margin Requirements for Fixed Return Options See Also - Rel. No. 34-58716 |
| 34-58286 | Aug 1, 2008 | SR-Amex-2008-64 | American Stock Exchange (Amex) | Notice of Filing of Proposed Rule Change To Adopt New Rule 478T To Set Forth the Temporary Procedures That Will Apply to Disciplinary Proceedings Pending as of the Closing Date of the Acquisition of the Exchange by NYSE Euronext See Also - Exhibit 5, Rel. No. 34-58678 |
| 34-58284 | Aug 1, 2008 | SR-Amex-2008-62 | American Stock Exchange (Amex) | Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Acquisition of the Exchange by NYSE Euronext See Also - Exhibit 5A, Exhibit 5B, Exhibit 5C, Exhibit 5D, Exhibit 5E, Exhibit 5F, Exhibit 5G, Exhibit 5H, Exhibit 5I, Exhibit 5J, Rel. No. 34-58673 |
| 34-58272 | Jul 31, 2008 | SR-Amex-2008-61 | American Stock Exchange (Amex) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Listing and Trading of Broad-Based Index Binary Options |