National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-76711 | Dec 21, 2015 | SR-EDGA-2015-46 | EDGA Exchange (EDGA) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of EDGA Exchange, Inc. See Also - Exhibit 5 |
| 34-76602 | Dec 9, 2015 | SR-EDGA-2015-44 | EDGA Exchange (EDGA) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of EDGA Exchange, Inc. See Also - Exhibit 5 |
| 34-76455 | Nov 17, 2015 | SR-EDGA-2015-42 | EDGA Exchange (EDGA) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.11, Routing to Away Trading Centers See Also - Exhibit 5 |
| 34-76417 | Nov 10, 2015 | SR-EDGA-2015-43 | EDGA Exchange (EDGA) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees See Also - Exhibit 5 |
| 34-76330 | Nov 3, 2015 | SR-EDGA-2015-41 | EDGA Exchange (EDGA) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rules 3.22, Proxy Voting, and 13.3, Forwarding of Proxy and Other Issuer Materials See Also - Exhibit 5 |
| 34-76210 | Oct 21, 2015 | SR-EDGA-2015-36 | EDGA Exchange (EDGA) | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend Rules 1.5(s), 11.1(a)(1), 11.6 and 11.8 See Also - Rel. No. 34-75835 |
| 34-76165 | Oct 15, 2015 | SR-EDGA-2015-40 | EDGA Exchange (EDGA) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Rule 2.4, Mandatory Participation in Testing of Backup Systems See Also - Exhibit 5 |
| 34-76157 | Oct 15, 2015 | SR-EDGA-2015-39 | EDGA Exchange (EDGA) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Rule 3.20, Influencing or Rewarding Employees of Others, Concerning Gifts and Gratuities in Relation to the Business of the Employer of the Recipient See Also - Exhibit 5 |
| 34-76093 | Oct 7, 2015 | SR-EDGA-2015-38 | EDGA Exchange (EDGA) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 3.13 (Payments Involving Publications That Influence the Market Price of a Security) |
| 34-76017 | Sep 29, 2015 | SR-EDGA-2015-37 | EDGA Exchange (EDGA) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.15, Clearly Erroneous Executions See Also - Exhibit 5 |