National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-77187 | Feb 19, 2016 | SR-BYX-2016-04 | BATS Y-Exchange (BYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.13(b)(3)(H), Order Execution and Routing, To Amend the Operation of Non-Displayed Orders and Reserve Orders See Also - Exhibit 5 |
| 34-77156 | Feb 17, 2016 | SR-BYX-2016-02 | BATS Y-Exchange (BYX) | Notice of Filing of a Proposed Rule Change To Amend the Certificate of Incorporation and Bylaws of the Exchange's Ultimate Parent Company, BATS Global Markets, Inc. See Also - Exhibit 5A, Exhibit 5B, Rel. No. 34-77464 |
| 34-76965 | Jan 22, 2016 | SR-BYX-2016-01 | BATS Y-Exchange (BYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.24, Retail Price Improvement Program, To Extend the Pilot Period |
| 34-76953 | Jan 21, 2016 | SR-BYX-2012-019 | BATS Y-Exchange (BYX) | BATS Y-Exchange, Inc.; Order Granting an Extension to Limited Exemption From Rule 612(c) of Regulation NMS in Connection With the Exchange's Retail Price Improvement Program See Also - Release Nos. 34-67734, 34-68049, 34-71250.pdf |
| 34-76852 | Jan 7, 2016 | SR-BYX-2015-53 | BATS Y-Exchange (BYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Changes to Rules 11.5, Registration of Market Makers, 11.6, Obligations of Market Maker Authorized Traders, 11.7, Registration of Market Makers in a Security, and 11.8, Obligations of Market Makers See Also - Exhibit 5 |
| 34-76774 | Dec 24, 2015 | SR-BYX-2015-51 | BATS Y-Exchange (BYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc. See Also - Exhibit 5 |
| 34-76755 | Dec 23, 2015 | SR-BYX-2015-52 | BATS Y-Exchange (BYX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Proprietary Trader and Proprietary Trader Principal Registration Categories, Securities Trader and Securities Trader Principal Registration Categories, and Establishing the Series 57 Examination See Also - Exhibit 5 |
| 34-76689 | Dec 18, 2015 | SR-BYX-2015-50 | BATS Y-Exchange (BYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to ALLB Routing and Other Fees for Use of BATS Y-Exchange, Inc. See Also - Exhibit 5 |
| 34-76665 | Dec 16, 2015 | SR-BYX-2015-48 | BATS Y-Exchange (BYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 13.3, Forwarding of Proxy and Other Issuer Materials; Proxy Voting See Also - Exhibit 5 |
| 34-76625 | Dec 11, 2015 | SR-BYX-2015-49 | BATS Y-Exchange (BYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.13(b)(4)(A), Amending Aggressive Re-Route Instruction See Also - Exhibit 5 |