National Securities Exchanges
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Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
---|---|---|---|---|
34-77537 | Apr 6, 2016 | SR-EDGA-2016-02 | EDGA Exchange (EDGA) | Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Adopt an Early Trading Session and Three New Time-in-Force Instructions See Also - Rel. No. 34-77141 |
34-77464 | Mar 29, 2016 | SR-EDGX-2016-04, SR-EDGA-2016-01, SR-BYX-2016-02, SR-BATS-2016-10 | EDGX Exchange (EDGX), EDGA Exchange (EDGA), BATS Y-Exchange (BYX), BATS Exchange (BATS) | Order Approving Proposed Rule Changes To Amend and Restate the Certificate of Incorporation and Bylaws of the Exchanges' Ultimate Parent Company, BATS Global Markets, Inc. See Also - Rel. No. 34-77146, Rel. No. 34-77147, Rel. No. 34-77155, Rel. No. 34-77156 |
34-77299 | Mar 4, 2016 | SR-EDGA-2016-05 | EDGA Exchange (EDGA) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend its Rules as Well as Certain Corporate Documents of the Exchange To Reflect a Legal Name Change by BATS Global Markets, Inc. and the Legal Names of Certain Subsidiaries See Also - Exhibit 5A, Exhibit 5B, Exhibit 5C, Exhibit 5D |
34-77190 | Feb 19, 2016 | SR-EDGA-2016-03 | EDGA Exchange (EDGA) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.6, Definitions, To Amend the Operation of Orders With a Non-Displayed Instruction and Orders With Reserve Quantity See Also - Exhibit 5 |
34-77146 | Feb 16, 2016 | SR-EDGA-2016-01 | EDGA Exchange (EDGA) | Notice of Filing of a Proposed Rule Change To Amend the Certificate of Incorporation and Bylaws of the Exchange's Ultimate Parent Company, BATS Global Markets, Inc. See Also - Exhibit 5A, Exhibit 5B, Rel. No. 34-77464 |
34-77141 | Feb 16, 2016 | SR-EDGA-2016-02 | EDGA Exchange (EDGA) | Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Adopt an Early Trading Session and Three New Time-in-Force Instructions See Also - Exhibit 5, Rel. No. 34-77537 |
34-76851 | Jan 7, 2016 | SR-EDGA-2015-49 | EDGA Exchange (EDGA) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rules 11.17, Registration of Market Makers, and 11.20, Obligations of Market Makers See Also - Exhibit 5 |
34-76777 | Dec 28, 2015 | SR-EDGA-2015-45 | EDGA Exchange (EDGA) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of EDGA Exchange, Inc. See Also - Exhibit 5 |
34-76759 | Dec 23, 2015 | SR-EDGA-2015-48 | EDGA Exchange (EDGA) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Proprietary Trader and Proprietary Trader Principal Registration Categories, Securities Trader and Securities Trader Principal Registration Categories, and Establishing the Series 57 Examination See Also - Exhibit 5 |
34-76712 | Dec 21, 2015 | SR-EDGA-2015-47 | EDGA Exchange (EDGA) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.6(n)(1), Routing/Posting Instructions, To Amend the Aggressive Instruction See Also - Exhibit 5 |