National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-96472 | Dec 9, 2022 | SR-PEARL-2022-53 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Equities Fee Schedule Comments Due: January 5, 2023 See Also - Exhibit 5 Submit a Comment on SR-PEARL-2022-53
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| 34-96367 | Nov 21, 2022 | SR-PEARL-2022-52 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 404, Series of Option Contracts Open for Trading To Amend the Short Term Option Series Program Comments Due: December 19, 2022 See Also - Exhibit 5 |
| 34-96338 | Nov 17, 2022 | SR-PEARL-2022-51 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Trading Permit Fees for Market Makers in the MIAX PEARL Options Fee Schedule Comments Due: December 14, 2022 See Also - Exhibit 5 |
| 34-96334 | Nov 16, 2022 | SR-PEARL-2022-48 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 2614(f), Self-Trade Protection Modifiers Comments Due: December 13, 2022 See Also - Exhibit 5 |
| 34-96332 | Nov 16, 2022 | SR-PEARL-2022-50 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 2617 Order Execution and Routing Comments Due: December 13, 2022 See Also - Exhibit 5 |
| 34-96251 | Nov 7, 2022 | SR-PEARL-2022-35 | MIAX PEARL, LLC (PEARL) | Notice of Withdrawal of Proposed Rule Change To Amend the MIAX PEARL Options Fee Schedule To Remove Certain Credits |
| 34-96250 | Nov 7, 2022 | SR-PEARL-2022-46 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX PEARL Options Fee Schedule To Remove the Monthly Volume Credit Comments Due: December 5, 2022 |
| 34-96249 | Nov 7, 2022 | SR-PEARL-2022-47 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX PEARL Options Fee Schedule To Remove a Monthly Credit Associated With Trading Permit Fees Comments Due: December 5, 2022 View Received Comments See Also - Exhibit 5 Submit a Comment on SR-PEARL-2022-47 |
| 34-96205 | Nov 1, 2022 | SR-PEARL-2022-43 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 2614, Orders and Order Instructions and Rule 2618, Risk Settings and Trading Risk Metrics To Enhance Existing Risk Controls Comments Due: November 28, 2022 See Also - Exhibit 5 |
| 34-96123 | Oct 21, 2022 | SR-PEARL-2022-18 | MIAX PEARL, LLC (PEARL) | Notice of Withdrawal of Proposed Rule Change To Amend the MIAX Pearl Options Fee Schedule To Increase Certain Connectivity Fees and Increase the Monthly Fees for MIAX Express Network Full Service Ports |