National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-91009 | Jan 28, 2021 | SR-CboeEDGA-2021-005 | Cboe EDGA Exchange, Inc. (CboeEDGA) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's CAT Compliance Rule To Be Consistent With a Conditional Exemption Granted by the SEC From Certain Allocation Reporting Requirements Comments Due: February 24, 2021 Submit a Comment on SR-CboeEDGA-2021-005
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| 34-91000 | Jan 27, 2021 | SR-CboeEDGA-2021-003 | Cboe EDGA Exchange, Inc. (CboeEDGA) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule Comments Due: February 23, 2021 See Also - Exhibit 5 |
| 34-90964 | Jan 21, 2021 | SR-CboeEDGA-2021-004 | Cboe EDGA Exchange, Inc. (CboeEDGA) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish a Monthly Fee Assessed on Members' MPIDs Comments Due: February 17, 2021 See Also - Exhibit 5 |
| 34-90900 | Jan 11, 2021 | SR-CboeEDGA-2020-032 | Cboe EDGA Exchange, Inc. (CboeEDGA) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish a Policy Relating to Billing Errors Comments Due: February 5, 2021 View Received Comments See Also - Exhibit 5 |
| 34-90804 | Dec 28, 2020 | SR-CboeEDGX-2020-055, SR-CboeBZX-2020-083, SR-CboeBYX-2020-032, SR-CboeEDGA-2020-029 | Cboe EDGX Exchange, Inc. (CboeEDGX), Cboe EDGA Exchange, Inc. (CboeEDGA), Cboe BZX Exchange, Inc. (CboeBZX), Cboe BYX Exchange, Inc. (CboeBYX) | Order Granting Approval of Proposed Rule Changes To Revise Each Exchange's Process for Re-Opening Trading of NYSE-Listed Securities Outside of Regular Trading Hours |
| 34-90609 | Dec 8, 2020 | SR-CboeEDGA-2020-031 | Cboe EDGA Exchange, Inc. (CboeEDGA) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule See Also - Exhibit 5 |
| 34-90419 | Nov 13, 2020 | SR-CboeEDGA-2020-029 | Cboe EDGA Exchange, Inc. (CboeEDGA) | Notice of Filing of a Proposed Rule Change To Automate the Exchange's Process for Initiating the Re-Opening of a Security Listed on the New York Stock Exchange LLC Following the Resumption of Trading After a Halt, Suspension, or Pause During the Early Trading Session, Pre-Opening Session, or Post-Closing Session See Also - Exhibit 5 |
| 34-90366 | Nov 6, 2020 | SR-CboeEDGA-2020-028 | Cboe EDGA Exchange, Inc. (CboeEDGA) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Rule 14.10, Requirements for Securities Issued by the Exchange or Its Affiliates See Also - Exhibit 5 |
| 34-90235 | Oct 21, 2020 | SR-CboeEDGA-2020-027 | Cboe EDGA Exchange, Inc. (CboeEDGA) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Current Pilot Program Related to EDGA Rule 11.15, Clearly Erroneous Executions, to the Close of Business on April 20, 2021 See Also - Exhibit 5 |
| 34-90127 | Oct 8, 2020 | SR-CboeEDGA-2020-026 | Cboe EDGA Exchange, Inc. (CboeEDGA) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Related to the Market-Wide Circuit Breaker in Rule 11.16 View Received Comments See Also - Exhibit 5 |