National Securities Exchanges
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-99114 | Dec 7, 2023 | SR-CboeBZX-2023-100 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt a Low Priced Stock Strike Price Interval Program Comments Due: January 3, 2024 See Also - Exhibit 5 Submit a Comment on SR-CboeBZX-2023-100
|
| 34-99045 | Nov 30, 2023 | SR-CboeBZX-2023-095 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing of a Proposed Rule Change to List and Trade Shares of the Fidelity Ethereum Fund under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares Comments Due: December 27, 2023 View Received Comments |
| 34-99036 | Nov 29, 2023 | SR-CboeBZX-2023-096 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Short Term Option Series Program Comments Due: December 26, 2023 See Also - Exhibit 5 |
| 34-99030 | Nov 28, 2023 | SR-CboeBZX-2023-072 | Cboe BZX Exchange, Inc. (CboeBZX) | Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Franklin Bitcoin ETF under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares Comments Due: December 22, 2023. Rebuttal comments submitted by January 5, 2024. View Received Comments |
| 34-99027 | Nov 28, 2023 | SR-CboeBZX-2023-094 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Comments Due: December 22, 2023 See Also - Exhibit 5 |
| 34-98991 | Nov 20, 2023 | SR-CboeBZX-2023-092 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Delineate the Application Fee from the Entry Fee, to Increase the Application Fee for Tier I and Tier II Securities Listed on the Exchange in Certain Circumstances, to Change the As Comments Due: December 18, 2023 See Also - Exhibit 5 |
| 34-98981 | Nov 17, 2023 | SR-CboeBZX-2023-058 | Cboe BZX Exchange, Inc. (CboeBZX) | Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Global X Bitcoin Trust under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares Comments Due: December 15, 2023. Rebuttal comments submitted by December 29, 2023. View Received Comments |
| 34-98970 | Nov 16, 2023 | SR-CboeBZX-2023-093 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Rules to Adopt Monthly Options Series Comments Due: December 13, 2023 See Also - Exhibit 5 |
| 34-98945 | Nov 15, 2023 | SR-CboeBZX-2023-072 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the Franklin Bitcoin ETF under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares Comments Due: 21 days after date of publication in the Federal Register. View Received Comments |
| 34-98933 | Nov 14, 2023 | SR-CboeBZX-2023-062 | Cboe BZX Exchange, Inc. (CboeBZX) | Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend the Initial Period After Commencement of Trading of a Series of ETF Shares on the Exchange as It Relates to the Holders of Record and/or Beneficial Comments Due: December 11, 2023. Rebuttal comments submitted by December 26, 2023. |