National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-73814 | Dec 11, 2014 | SR-CHX-2014-19 | Chicago Stock Exchange, Inc. (CHX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Applicability of Certain Fees and Credits Provided Under the Fee Schedule See Also - Exhibit 5 |
| 34-73572 | Nov 10, 2014 | SR-CHX-2014-18 | Chicago Stock Exchange, Inc. (CHX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Concerning Certain Order Types, Modifiers and Related Functionality See Also - Exhibit 5 |
| 34-73268 | Sep 30, 2014 | SR-CHX-2014-17 | Chicago Stock Exchange, Inc. (CHX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt and Amend Fees for the CHX Routing Services See Also - Exhibit 5 |
| 34-73150 | Sep 19, 2014 | SR-CHX-2014-15 | Chicago Stock Exchange, Inc. (CHX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt the CHX Routing Services See Also - Exhibit 5 |
| 34-72909 | Aug 25, 2014 | SR-CHX-2014-13 | Chicago Stock Exchange, Inc. (CHX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a General Prohibition Against Affiliation Between the Exchange and any Participant See Also - Exhibit 5 |
| 34-72759 | Aug 5, 2014 | SR-CHX-2014-11 | Chicago Stock Exchange, Inc. (CHX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Section P of the Fee Schedule Concerning the Market Data Revenue Rebates Program See Also - Exhibit 5 |
| 34-72711 | Jul 29, 2014 | SR-CHX-2014-10 | Chicago Stock Exchange, Inc. (CHX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Concerning the Use of Market Data Feeds by the Exchange View Received Comments See Also - Exhibit 5 |
| 34-72434 | Jun 19, 2014 | SR-Phlx-2014-27, SR-NYSEMKT-2014-37, SR-NYSE-2014-22, SR-NSX-2014-08, SR-NASDAQ-2014-044, SR-ISE-2014-25, SR-EDGX-2014-12, SR-EDGA-2014-11, SR-CHX-2014-06, SR-BYX-2014-007, SR-BX-2014-021, SR-BATS-2014-014 | Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX, NYSE MKT (NYSEMKT), NYSE Arca (NYSEARCA), New York Stock Exchange LLC (NYSE), National Stock Exchange (NSX), The Nasdaq Stock Market LLC (NASDAQ), Nasdaq ISE, LLC (ISE), EDGX Exchange (EDGX), EDGA Exchange (EDGA), Chicago Stock Exchange, Inc. (CHX), BATS Y-Exchange (BYX), Nasdaq BX, Inc. (BX), BATS Exchange (BATS) | Order Granting Approval of Proposed Rule Changes Relating to Clearly Erroneous Executions See Also - Rel. No. 34-72057, Rel. No. 34-72044, Rel. No. 34-72045, Rel. No. 34-72046, Notice of Filing of a Proposed Rule Change to Amend Rule 11.13, entitled "Clearly Erroneous Executions", Rel. No. 34-72048, Rel. No. 34-72049, Rel. No. 34-72050, Rel. No. 34-72051, Rel. No. 34-72052, Rel. No. 34-72053, Rel. No. 34-72054, Rel. No. 34-72055, Rel. No. 34-72056 |
| 34-72387 | Jun 13, 2014 | SR-CHX-2014-09 | Chicago Stock Exchange, Inc. (CHX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Remove Obsolete Rule Language and To Permit the Exchange To Enable or Disable Trade Adjustment Functionalities Pursuant to Notice See Also - Exhibit 5 |
| 34-72324 | Jun 5, 2014 | SR-CHX-2014-07 | Chicago Stock Exchange, Inc. (CHX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Create a Uniform Taxonomy for CHX Rules and To Amend Certain Cross-References See Also - Exhibit 5 |