National Securities Exchanges
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
---|---|---|---|---|
34-97581 | May 25, 2023 | SR-NYSEAMER-2023-29 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Change to Amend Rule 9232 and Rule 308-Equities Comments Due: June 22, 2023 See Also - Exhibit 5 Submit a Comment on SR-NYSEAMER-2023-29
|
34-97394 | Apr 27, 2023 | SR-NYSEAMER-2023-17 | NYSE American LLC (NYSEAMER) | Notice of Designation of a Longer Period for Commission Action on Proposed New Rule 980NYP and Conforming Amendments to Rule 935NY View Received Comments |
34-97374 | Apr 25, 2023 | SR-NYSEAMER-2023-27 | NYSE American LLC (NYSEAMER) | Notice of Filing of Proposed Change to Amend Rule 915 (Criteria for Underlying Securities) to Accelerate the Listing of Options on Certain IPOs View Received Comments See Also - Exhibit 5 |
34-97372 | Apr 25, 2023 | SR-NYSEAMER-2023-28 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the NYSE American Options Fee Schedule Comments Due: May 22, 2023 View Received Comments See Also - Exhibit 5 |
34-97361 | Apr 24, 2023 | SR-NYSEAMER-2023-14 | NYSE American LLC (NYSEAMER) | Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Adopt New Section 811 of NYSE American Company Guide to Establish Listing Stand View Received Comments |
34-97297 | Apr 13, 2023 | SR-NYSEAMER-2023-16 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Change to Modify Rule 900.2NY and to Adopt New Rules 964NYP, 964.1NYP, and 964.2NYP Comments Due: May 10, 2023 See Also - Exhibit 5 |
34-97296 | Apr 13, 2023 | SR-NYSEAMER-2023-25 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Change to Amend Certain Standard Rates in the NYSE American Equities Price List and Fee Schedule Comments Due: May 10, 2023 See Also - Exhibit 5 |
34-97231 | Mar 31, 2023 | SR-NYSEAMER-2023-22 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Change To Make a Clarifying Change to the Term Settlement Style Applicable to Flexible Exchange Options Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
34-97214 | Mar 28, 2023 | SR-NYSEAMER-2023-23 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Change to Amend Rule 7.25E Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
34-97173 | Mar 21, 2023 | SR-NYSEAMER-2023-19 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Change to Replace the Thirteenth Amended and Restated Operating Agreement Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |