National Securities Exchanges
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-97626 | May 31, 2023 | SR-ISE-2023-08 | Nasdaq ISE, LLC (ISE) | Notice Filing of Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Make Permanent Certain P.M.-Settled Pilots View Received Comments |
| 34-97605 | May 26, 2023 | SR-ISE-2023-10 | Nasdaq ISE, LLC (ISE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delay the Implementation of Certain Trading Functionality Comments Due: June 23, 2023 Submit a Comment on SR-ISE-2023-10
|
| 34-97386 | Apr 26, 2023 | SR-ISE-2023-09 | Nasdaq ISE, LLC (ISE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend Certain Pilot Programs Comments Due: May 23, 2023 See Also - Exhibit 5 |
| 34-97261 | Apr 7, 2023 | SR-ISE-2023-08 | Nasdaq ISE, LLC (ISE) | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Make Permanent Certain P.M.-Settled Pilots View Received Comments |
| 34-96979 | Feb 24, 2023 | SR-ISE-2023-08 | Nasdaq ISE, LLC (ISE) | Notice of Filing of Proposed Rule Change To Make Permanent Certain P.M.-Settled Pilots View Received Comments See Also - Exhibit 3, Exhibit 5 |
| 34-96926 | Feb 14, 2023 | SR-ISE-2023-05 | Nasdaq ISE, LLC (ISE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend ISE Pricing Schedule at Options 7, Section 6 To Modify the Crossing Fee Cap Comments Due: March 14, 2023 See Also - Exhibit 5 |
| 34-96927 | Feb 14, 2023 | SR-ISE-2023-04 | Nasdaq ISE, LLC (ISE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Pricing Schedule at Options 7, Section 3 To Modify the PIM Break-Up Rebate Comments Due: March 14, 2023 See Also - Exhibit 5 |
| 34-96818 | Feb 6, 2023 | SR-ISE-2023-06 | Nasdaq ISE, LLC (ISE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Rules in Connection With a Technology Migration to Enhanced Nasdaq, Inc. ("Nasdaq") Functionality Comments Due: March 3, 2023 See Also - Exhibit 5 |
| 34-96782 | Feb 1, 2023 | SR-ISE-2023-01 | Nasdaq ISE, LLC (ISE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend ISO Functionality Comments Due: February 28, 2023 See Also - Exhibit 5 |
| 34-96587 | Dec 28, 2022 | SR-ISE-2022-29 | Nasdaq ISE, LLC (ISE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend ISE Options 7, Section 4 Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |